DFX Intelligence

F•••• T••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

F•••• T••••• C••••••

Advisor at R•••••••• S•••••••

SAN FRANCISCO, CA | Holmdel, NJ

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Search this name across graphsid dfx:ria:8e59a20a-5fb1-4960-332a-684cadf70760

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• S•••••••	Independent wealth	Sep 26, 2019	n/a	yes	Holmdel, NJ\|SAN FRANCISCO, CA	Current employment
B••• B•••• F•••••••• A•••••••• L••	Former SEC adviser	Jun 4, 2014	Nov 26, 2019	no	HOLMDEL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• B•••• F•••••••• A•••••••• L••	R•••••••• S•••••••	Nov 26, 2019	Sep 26, 2019	-61	Firm change after gap	RIA to RIA
L••••••••• F•••••••• A•••••••• I•••	B••• B•••• F•••••••• A•••••••• L••	Jul 1, 2014	Jun 4, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
171269:289977:NJ:2019-11-26	Nov 26, 2019	Sep 26, 2019	HOLMDEL, NJ	Firm change after gap

Relationships

Registered with (3)

→ R•••••••• S•••••••Registered adviserregistration: current employment
Sep 26, 2019 to presentfactForm ADV
→ B••• B•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 4, 2014 to Nov 26, 2019factForm ADV
→ L••••••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2013 to Jul 1, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e59a20a-5fb1-4960-332a-684cadf70760
First observed: Mar 13, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.