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Advisor at TLG ADVISORS, INC.
SUMMIT, NJ | Crystal Lake, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | Bd affiliated wealth | Apr 30, 2021 | n/a | yes | SUMMIT, NJ|Crystal Lake, IL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | Feb 4, 2021 | no | FARMINGTON, CT | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Jan 7, 2016 | Jul 17, 2020 | no | WESTPORT, CT|Farmington, CT | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Sep 2, 2008 | Dec 31, 2015 | no | FARMINGTON, CT|WESTPORT, CT|AUSTIN, TX|WESTPORT, CT|WESTPORT, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 25, 2002 | Jul 15, 2008 | no | STAMFORD, CT|STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | TLG ADVISORS, INC. | Feb 4, 2021 | Apr 30, 2021 | 85 | Firm change | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | INVESTACORP ADVISORY SERVICES INC | Dec 31, 2015 | Jan 7, 2016 | 7 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NFP ADVISOR SERVICES, LLC | Jul 15, 2008 | Sep 2, 2008 | 49 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42046:109011:CT:2015-12-31 | Dec 31, 2015 | Jan 7, 2016 | WESTPORT, CT | Firm change |