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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHARLES J HAHN

Advisor at LPL FINANCIAL LLC

VALENCIA, CA | BURBANK, CA

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Search this name across graphsid dfx:ria:97080ce4-b2c4-b4e4-c677-3aa13c3ef989

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 17, 1997
First registration: May 1, 2002
Dual registered: yes, broker-dealer
Other names: CHARLES J HAHN|CHARLIE HAHN
IAPD individual key: 2668528

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	VALENCIA, CA\|BURBANK, CA	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 16, 2013	Feb 14, 2018	no	BURBANK, CA\|APPLETON, WI	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 8, 2011	Oct 2, 2013	no	NORTH HOLLYWOOD, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jan 16, 2009	Sep 6, 2011	no	TORRANCE, CA\|MONTEREY PARK, CA\|WEST COVINA, CA\|SAN MARINO, CA\|MONTEREY PARK, CA\|LOS ANGELES, CA\|GARDENA, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 1, 2002	Jul 12, 2007	no	PASADENA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|PASADENA, CA\|HOLLYWOOD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
CUSO FINANCIAL SERVICES, L.P.	INVEST FINANCIAL CORPORATION	Oct 2, 2013	Sep 16, 2013	-16	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	CUSO FINANCIAL SERVICES, L.P.	Sep 6, 2011	Sep 8, 2011	2	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jul 12, 2007	Jan 16, 2009	554	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 16, 2013 to Feb 14, 2018factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 8, 2011 to Oct 2, 2013factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jan 16, 2009 to Sep 6, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 1, 2002 to Jul 12, 2007factForm ADV

Dated events

No dated event names this entity yet.