DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PARK AVENUE SECURITIES LLC
SAN ANTONIO, TX | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 2, 2024 | n/a | yes | FORT WORTH, TX|SAN ANTONIO, TX | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 11, 2023 | Jul 10, 2023 | no | Rockville, MD | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 9, 2021 | Jun 14, 2022 | no | McLean, VA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 19, 2019 | Sep 9, 2021 | no | SILVER SPRING, MD | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Feb 7, 2019 | Jun 25, 2019 | no | Silver Spring, MD | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Mar 3, 2017 | Nov 6, 2018 | no | Reston, VA|Vienna, VA|INDIANAPOLIS, IN | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Nov 8, 2011 | Apr 3, 2017 | no | VIENNA, VA | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 4, 2008 | Jan 26, 2011 | no | VIENNA, VA|OVERLAND PARK, KS | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 24, 1996 | Apr 28, 2006 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | PARK AVENUE SECURITIES LLC | Jul 10, 2023 | Oct 2, 2024 | 450 | Firm change after gap | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | MML INVESTORS SERVICES, LLC | Sep 9, 2021 | Oct 9, 2021 | 30 | Firm change | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Jun 25, 2019 | Jun 19, 2019 | -6 | Bulk transfer | Ibd to ibd |
| ONEAMERICA SECURITIES, INC. | FORESTERS ADVISORY SERVICES, LLC | Nov 6, 2018 | Feb 7, 2019 | 93 | Firm change | Ibd to ibd |
| EAGLE STRATEGIES LLC | ONEAMERICA SECURITIES, INC. | Apr 3, 2017 | Mar 3, 2017 | -31 | Firm change after gap | Other |
| WADDELL & REED | EAGLE STRATEGIES LLC | Jan 26, 2011 | Nov 8, 2011 | 286 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WADDELL & REED | Apr 28, 2006 | Aug 4, 2008 | 829 | Firm change after gap | Other |