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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

STEPHEN THOMAS LANNIGAN

Advisor at STONEX ADVISORS INC.

Ocala, FL | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:9711dea6-4399-5052-b2ee-c45c494f82e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 1, 1996
First registration: Jun 29, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2626344

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Jan 30, 2015	n/a	yes	BIRMINGHAM, AL\|Ocala, FL	Current employment
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Jun 29, 2012	Jan 30, 2015	no	CLERMONT, FL\|WINDSOR LOCKS, CT\|YOUNGSTOWN, OH	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Jan 31, 2009	Jun 29, 2012	no	BOCA RATON, FL\|CLERMONT, FL\|NEWBURY PARK, CA\|CLERMONT, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 23, 2007	Jan 12, 2009	no	ORLANDO, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 29, 2004	Dec 4, 2006	no	ORLANDO, FL\|ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	STONEX ADVISORS INC.	Jan 30, 2015	Jan 30, 2015	0	Bulk transfer	Other
BROKERSXPRESS LLC	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Jun 29, 2012	Jun 29, 2012	0	Firm change	Other
WELLS FARGO ADVISORS	BROKERSXPRESS LLC	Jan 12, 2009	Jan 31, 2009	19	Firm change	Other
TD AMERITRADE, INC.	WELLS FARGO ADVISORS	Dec 4, 2006	Jan 23, 2007	50	Firm change	Other

Relationships

Registered with (5)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Jan 30, 2015 to presentfactForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 29, 2012 to Jan 30, 2015factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Jan 31, 2009 to Jun 29, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 23, 2007 to Jan 12, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 29, 2004 to Dec 4, 2006factForm ADV

Dated events

No dated event names this entity yet.