DFX Intelligence

S•••••• D•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

S•••••• D•••• J••••••

Advisor at G•••• B•• W••••• M•••••••••

Roswell, GA

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Search this name across graphsid dfx:ria:9714b5c2-747b-7b90-6519-6e284ac1d819

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• B•• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 2, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• B•• W••••• M•••••••••	State registered	Jul 10, 2017	n/a	yes	Roswell, GA	Current employment
Q•••• C•••••• S••••••••• I•••	Former SEC adviser	Dec 14, 2016	Jun 21, 2017	no	ROSWELL, GA\|LAGUNA HILLS, CA\|LAGUNA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• C•••••• S••••••••• I•••	G•••• B•• W••••• M•••••••••	Jun 21, 2017	Jul 10, 2017	19	Firm change	Other
G•••• B•• W••••• M•••••••••	Q•••• C•••••• S••••••••• I•••	Dec 20, 2016	Dec 14, 2016

Relationships

Registered with (5)

→ G•••• B•• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 12, 2014 to Dec 20, 2016factForm ADV
→ Q•••• C•••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 14, 2016 to Jun 21, 2017factForm ADV
→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: previous registration
Feb 2, 2011 to Aug 19, 2013factForm ADV
→ B•• M••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9714b5c2-747b-7b90-6519-6e284ac1d819
First observed: May 22, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.