DFX Intelligence

P••• H••••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

P••• H••••• J••••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Sheboygan Falls, WI

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Search this name across graphsid dfx:ria:972224ee-f0dd-9b20-5cb0-66b5bb14dae8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Sep 30, 2022	n/a	yes	ALPHARETTA, GA\|Sheboygan Falls, WI	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 25, 2019	Oct 12, 2022	no	Sheboygen, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	M•••• F•••••••• A•••••••	Oct 12, 2022	Sep 30, 2022	-12	Firm change	Ibd to RIA
M••••• S••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 26, 2019	Mar 25, 2019

Relationships

Registered with (4)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2019 to Oct 12, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 26, 2019factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Oct 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:972224ee-f0dd-9b20-5cb0-66b5bb14dae8
First observed: Apr 2, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.