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A•••• I••••••••• P••••••• U• S••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A•••• I••••••••• P••••••• U• S••••••• L••

CRD 298930

NEW YORK, NY

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Search this name across graphsid dfx:ria:97232f47-71bc-1932-90b7-759c8c73f9f4

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 6
On other graphs: 2
Observed: Oct 11, 2018 to Mar 25, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• I••••••••• P••••••• U• S••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A•••• I••••••••• P••••••• U• S••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••• C•••••••• S•••	Private Equity Fund	$1.2B	Mar 25, 2024	22	Mar 29, 2022	reported	n/a
A•••• I••••••••• P••••••• V•• S•••	Private Equity Fund	$626M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• I••••••••• P••••••• S•••	Shareholder	E	yes	09/2021	Mar 29, 2022	Mar 25, 2024
A•••• I••••••••• P••••••• S••	Member	D	yes	02/2018	Mar 29, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• I••••••••• P••••••• I• L••••••••• G•• S•••	n/a	n/a	n/a	N	yes	n/a
A•••• I••••••••• P••••••• I•• L••••••••• G•• S•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$8.9B	20.7%	$8.4B	8.3%	42	40	0	0

Relationships

Advises (18)

→ A•••• I••••••••• P••••••• I• F•••Private fundPrivate Equity Fund, IA
Mar 13, 2019 to presentfactForm ADV
→ G•••• C•••••••• S•••Private fundPrivate Equity Fund, IA
Mar 29, 2022 to presentfactForm ADV
→ A•••• I••••••••• P••••••• I•• F•••Private fundPrivate Equity Fund, IA
Mar 13, 2019 to presentfactForm ADV
→ A•••• I••••••••• P••••••• I••• S•••

Dated events

Occurred
Mar 29, 2023
Regulatory AUM changed
A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $8.4B, up 65% from $5.1B (2022-03-29 to 2023-03-29)
Form ADVobserved 7 days ago
$3.3B
Occurred
Mar 29, 2022
Regulatory AUM changed
A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $5.1B, up 44% from $3.5B (2021-04-22 to 2022-03-29)
Form ADVobserved 7 days ago
$1.6B
Occurred
Mar 29, 2021
Regulatory AUM changed
A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $3.6B, up 92% from $1.9B (2020-04-06 to 2021-03-29)
Form ADVobserved 7 days ago
$1.7B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97232f47-71bc-1932-90b7-759c8c73f9f4
First observed: Oct 11, 2018
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.