DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• I••••••••• P••••••• U• S••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Oct 11, 2018 · 15 filings
SEC status approved since Nov 13, 2018
RAUM
$11B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
19
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$11B as of Mar 25, 2026
May 1, 2019$862M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
May 1, 20190 then
Employees (5.A)42 as of Mar 25, 2026
May 1, 20198 then
Private funds19 as of Mar 25, 2026
May 1, 20194 then
RAUM +21% over the last fiscal year+8.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $534MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $8.9B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.9B for 20 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• C•••••••• S••• | Private Equity Fund | $1.2B | 22 | Mar 29, 2022 |
| A•••• I••••••••• P••••••• V•• S••• | Private Equity Fund | $626M | 40 | Mar 29, 2023 |
| A•••• I••••••••• P••••••• I••• S••• | Private Equity Fund | $587M | 78 | Mar 13, 2019 |
| A•••• I••••••••• P••••••• I•••• S••• | Private Equity Fund | $487M | 49 | Mar 29, 2021 |
| A•••• I••••••••• P••••••• I•• F••• | Private Equity Fund | $446M | 46 | Mar 13, 2019 |
| A•••• I••••••••• P••••••• V•• S••• | Private Equity Fund | $378M | 109 | Mar 29, 2023 |
| A•••• I••••••••• P••••••• I• F••• | Private Equity Fund | $358M | 52 | Mar 13, 2019 |
| F••••• C•••••••• L• | Private Equity Fund | $346M | 11 | Mar 29, 2021 |
| A•••• I••••••••• P••••••• I••• S••• | Private Equity Fund | $211M | 20 | Mar 13, 2019 |
| A•••• I••••••••• P••••••• M•• C•• I•• S••• | Private Equity Fund | $200M | 33 | Mar 29, 2022 |
| A•••• I••••••••• P••••••• V•• S••• | Private Equity Fund | $172M | 30 | Mar 29, 2023 |
| A•••• I••••••••• P••••••• M•• C•• I•• S••• | Private Equity Fund | $88.5M | 13 | Mar 29, 2022 |
| A•••• I••••••••• P••••••• M•• C•• I•• S••• | Private Equity Fund | $84.8M | 19 | Mar 29, 2022 |
| A•••• I••••••••• P••••••• V• F••• | Private Equity Fund | $79.8M | 43 | Mar 29, 2023 |
| A•••• I••••••••• P••••••• M•• C•• I• F••• | Private Equity Fund | $50.3M | 14 | Mar 29, 2022 |
| A•••• N•••••• I••••••••• F••• I•• S••• | Private Equity Fund | $23.9M | 13 | Mar 29, 2022 |
| A•••• N•••••• I••••••••• F••• I•• S••• | Private Equity Fund | $12.7M | 10 | Mar 29, 2022 |
| A•••• N•••••• I••••••••• F••• I•• S••• | Private Equity Fund | $6.0M | 8 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- R•••••••• A•••• · Shareholdercontrolsince 10/2013 · owns 75% or more of L• C••••••
- G•••••••• K••••• S•••• · Managing Partnersince 11/2023 · owns less than 5%
- N•• W•••• · Chief Compliance Officersince 09/2018 · owns less than 5%
Entity owners
- A•••• I••••••••• P••••••• S•• · Memberdirect · owns 50% to 75%
- A•••• I••••••••• P••••••• U• L•• · Memberdirect · owns 50% to 75%
- A•••• I••••••••• P••••••• S••• · Shareholderindirect · owns 75% or more of A•••• I••••••••• P••••••• U• L••
- L• C•••••• · Shareholderindirect · owns 25% to 50% of A•••• I••••••••• P••••••• S•••
Related persons
Schedule D 7.A
- A•••• I••••••••• P••••••• I• L••••••••• G•• S•••bankpooled vehicle sponsorn
- A•••• I••••••••• P••••••• I•• L••••••••• G•• S•••bankpooled vehicle sponsorn
- A•••• I••••••••• P••••••• I• L••••••••• G•• S•••bankpooled vehicle sponsorn
- A•••• I••••••••• P••••••• M•• C•• I• L••••••••• G•• S•••bankpooled vehicle sponsorn
- A•••• I••••••••• P••••••• S••investment adviserbanky
- A•••• I••••••••• P••••••• U• L••investment adviserbanky
- A•••• I••••••••• P••••••• V• L••••••••• G•• S•••bankpooled vehicle sponsorn
- A•••• N•••••• I••••••••• F••• I• L••••••••• G•• S•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 25, 2026discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $5B to $20B (684) · 0.0% percentile
What changed
consecutive filings, newest first
- Employees · 40 to 42Mar 27, 2025 to Mar 25, 2026
- Private funds · 18 to 19Mar 27, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $8.9B to $11BMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $8.9B to $11BMar 27, 2025 to Mar 25, 2026
- RAUM · $8.9B to $11BMar 27, 2025 to Mar 25, 2026
- Advisory employees · 26 to 24Mar 25, 2024 to Mar 27, 2025
- Assets in custody · $9.4B to $8.9BMar 25, 2024 to Mar 27, 2025
- Employees · 42 to 40Mar 25, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $9.4B to $8.9BMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $9.4B to $8.9BMar 25, 2024 to Mar 27, 2025
- RAUM · $9.4B to $8.9BMar 25, 2024 to Mar 27, 2025
- Advisory employees · 21 to 26Mar 29, 2023 to Mar 25, 2024
- Assets in custody · $8.4B to $9.4BMar 29, 2023 to Mar 25, 2024
- Employees · 34 to 42Mar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $8.4B to $9.4BMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $8.4B to $9.4BMar 29, 2023 to Mar 25, 2024
- RAUM · $8.4B to $9.4BMar 29, 2023 to Mar 25, 2024
- Accounts · 16 to 20Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 17 to 21Mar 29, 2022 to Mar 29, 2023
- Pooled vehicle clients · 16 to 20Mar 29, 2022 to Mar 29, 2023
- Assets in custody · $5.1B to $8.4BMar 29, 2022 to Mar 29, 2023
- Employees · 30 to 34Mar 29, 2022 to Mar 29, 2023
- Private funds · 13 to 18Mar 29, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $5.1B to $8.4BMar 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $5.1B to $8.4BMar 29, 2022 to Mar 29, 2023
- RAUM · $5.1B to $8.4BMar 29, 2022 to Mar 29, 2023
- Accounts · 8 to 16Apr 22, 2021 to Mar 29, 2022
- Advisory employees · 9 to 17Apr 22, 2021 to Mar 29, 2022
- Pooled vehicle clients · 8 to 16Apr 22, 2021 to Mar 29, 2022
- Assets in custody · $3.5B to $5.1BApr 22, 2021 to Mar 29, 2022
- Employees · 15 to 30Apr 22, 2021 to Mar 29, 2022
- Private funds · 6 to 13Apr 22, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $3.5B to $5.1BApr 22, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $3.5B to $5.1BApr 22, 2021 to Mar 29, 2022
- RAUM · $3.5B to $5.1BApr 22, 2021 to Mar 29, 2022
- Assets in custody · $3.6B to $3.5BApr 7, 2021 to Apr 22, 2021
- Non-discretionary RAUM · $3.6B to $3.5BApr 7, 2021 to Apr 22, 2021
- Pooled vehicle RAUM · $3.6B to $3.5BApr 7, 2021 to Apr 22, 2021
- RAUM · $3.6B to $3.5BApr 7, 2021 to Apr 22, 2021
Signals
6 dated events
- A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $8.4B, up 65% from $5.1B (2022-03-29 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $5.1B, up 44% from $3.5B (2021-04-22 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $3.6B, up 92% from $1.9B (2020-04-06 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- John Mark Crosbie (Shareholder) no longer on Schedule A of A•••• I••••••••• P••••••• U• S••••••• L•• (listed 2020-04-06, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- A•••• I••••••••• P••••••• U• S••••••• L•• reported RAUM $1.9B, up 118% from $862.0M (2019-05-01 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- A•••• I••••••••• P••••••• U• S••••••• L•• filed its initial SEC registration (Form ADV)Oct 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• I••••••••• P••••••• U• S••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••• I••••••••• P••••••• U• S••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- antin-ip.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-321-4250reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026