DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AEGIS ASSET MANAGEMENT, INC.
ANAHEIM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AEGIS ASSET MANAGEMENT, INC. | State registered | Oct 4, 2019 | n/a | yes | ANAHEIM, CA | Current employment |
| AEGIS ASSET MANAGEMENT INC | Former SEC adviser | Apr 11, 2016 | May 15, 2020 | no | ANAHEIM, CA | Previous registration |
| AEGIS ASSET MANAGEMENT INC | Former SEC adviser | Jul 1, 2011 | Dec 31, 2015 | no | ANAHEIM, CA | Previous registration |
| WESTERN RESEARCH AND MANAGEMENT, L.L.C. | Former SEC adviser | Jun 18, 2009 | Sep 30, 2009 | no | FORT WORTH, TX | Previous registration |
| AEGIS ASSET MANAGEMENT INC | Former SEC adviser | Jul 8, 1997 | Mar 25, 2009 | no | ANAHEIM, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS ASSET MANAGEMENT INC | AEGIS ASSET MANAGEMENT, INC. | May 15, 2020 | Oct 4, 2019 | -224 | Channel change | Other |
| WESTERN RESEARCH AND MANAGEMENT, L.L.C. | AEGIS ASSET MANAGEMENT INC | Sep 30, 2009 | Jul 1, 2011 | 639 | Firm change after gap | Other |
| AEGIS ASSET MANAGEMENT INC | WESTERN RESEARCH AND MANAGEMENT, L.L.C. | Mar 25, 2009 | Jun 18, 2009 | 85 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111413:305008:CA:2020-05-15 | May 15, 2020 | Oct 4, 2019 | ANAHEIM, CA | Firm change after gap |