DFX Intelligence

W•••••• R••••••• A•• M••••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

W•••••• R••••••• A•• M••••••••• L•••••

CRD 109509

FORT WORTH, TX

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Search this name across graphsid dfx:ria:b8815fb9-5e99-3f50-0e94-59a5a3c27c0b

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 4
Observed: Feb 1, 2012 to Mar 29, 2019
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W•••••• R••••••• a•• M••••••••• L•••••

Venture manager · shared crd

Independent Sponsorsidentity

W•••••• R••••••• A•• M••••••••• L•••••

Capital provider to sponsors · shared crd

Private Equityidentity

W•••••• R••••••• a•• M••••••••• L•••••

Private equity manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $284M••• Locked
Discretionary RAUM: $284M
Private client RAUM: $171Mderived••• Locked
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• A••••••••• L•	Other Private Fund	$20.4M	Jun 20, 2024	21	Mar 30, 2018	reported	021-308141
W• 2••• F• L•	Other Private Fund	$8.0M	Jun 20, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• J••••••• A••••	EXEC. VICE PRESIDENT / CHIEF COMPLIANCE OFFICER	Na	yes	01/2006	Feb 1, 2012	Mar 29, 2019
F••••••• D••••••• S••••••	EXEC. VICE PRESIDENT	Na	yes	01/2009	Feb 1, 2012	Mar 29, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• G• L••	n/a	n/a	n/a	N	yes	n/a
W•••••• A••••••••• S••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
W•••••• G••••• P••••••••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$284M	$259M	9.8%	$182M	16.0%	11	12	0	0

Relationships

Advises (6)

→ W• 2••• F• L•Private fundOther Private Fund, ERA
May 1, 2023 to presentfactForm ADV
→ W• 2••• L•Private fundOther Private Fund, ERA
Mar 18, 2022 to presentfactForm ADV
→ W•••••• G••••• P••••••••• L•Private fundOther Private Fund, ERA
Dec 8, 2016 to presentfactForm ADV
→ A••• A••••••••• L•Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8815fb9-5e99-3f50-0e94-59a5a3c27c0b
First observed: Feb 1, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.