DFX Intelligence

R•••• M••••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

R•••• M••••••• H•••••••

Advisor at U•• P•••••• W••••• M••••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:972a94bb-a892-8e43-c742-4943c96442bd

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2021 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 18, 2026	n/a	yes	OVERLAND PARK, KS	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Oct 12, 2021	Mar 17, 2022	no	Overland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	U•• P•••••• W••••• M••••••••• L••	Mar 17, 2022	May 18, 2026	1,523	Firm change after gap	Other

Relationships

Registered with (2)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2021 to Mar 17, 2022factForm ADV

Dated events

Occurred
Mar 17, 2022
Advisor changed firm
R•••• M••••••• H••••••• left S••••••• F•••••••• S•••••••• I••• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:972a94bb-a892-8e43-c742-4943c96442bd
First observed: Oct 12, 2021
Last observed: Sep 22, 2026 15 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.