RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• M••••••• H•••••••
- U•• P•••••• W••••• M••••••••• L•• mixed wealth currentsince May 18, 2026 · Kansas City, Mo
- S••••••• F•••••••• S•••••••• I••• formerOct 12, 2021 to Mar 17, 2022 · Overland Park, Ks
- S••••••• F•••••••• S•••••••• I••• to U•• P•••••• W••••• M••••••••• L••left Mar 17, 2022, registered May 18, 2026 (1523 days) · Other
- R•••• M••••••• H••••••• left S••••••• F•••••••• S•••••••• I••• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-18)Mar 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address