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Advisor at MIDWESTERN SECURITIES TRADING CO.,LLC
EAST PEORIA, IL | Tremont, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIDWESTERN SECURITIES TRADING CO.,LLC | Independent wealth | May 25, 2023 | n/a | yes | EAST PEORIA, IL|EAST PEORIA, IL|Tremont, IL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 5, 2017 | May 19, 2023 | no | MINIER, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | MIDWESTERN SECURITIES TRADING CO.,LLC | May 19, 2023 | May 25, 2023 | 6 | Firm change | Ibd to RIA |