DFX Intelligence

A•••••••• H••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

A•••••••• H••••••• K•••••

Advisor at C••••••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97315ed6-daf2-fbe3-ce96-f187b99c6cf2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Apr 18, 2024	n/a	yes	Boston, MA	Current employment
S••••••• P•••••• W•••••	Former SEC adviser	Jan 16, 2020	Mar 31, 2023	no	Long BEach, CA\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••• W•••••	C••••••	Mar 31, 2023	Apr 18, 2024	384	Firm change	RIA to RIA
S••••••• W••••• M•••••••••	S••••••• P•••••• W•••••	Feb 7, 2020	Jan 16, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
306872:319448:CA:2023-03-31	Mar 31, 2023	Apr 18, 2024	LOS ANGELES, CA	Firm change
122369:306872:CA:2020-02-07	Feb 7, 2020	Jan 16, 2020	LONG BEACH, CA	Firm change

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ S••••••• P•••••• W•••••Registered adviserregistration: previous registration
Jan 16, 2020 to Mar 31, 2023factForm ADV
→ S••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 8, 2019 to Feb 7, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97315ed6-daf2-fbe3-ce96-f187b99c6cf2
First observed: Jan 10, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.