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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

DAMON MERRILL MAPES

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9735bffe-d852-a18e-f30e-ea873d3ea72e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 1, 2000
First registration: Feb 11, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4011748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 1, 2021	n/a	yes	HILLSBORO, OR\|Pendleton, OR\|LEWISTON, ID\|OROFINO, ID\|CLARKSTON, WA\|HILLSBORO, OR\|TUALATIN, OR\|VANCOUVER, WA\|BEAVERTON, OR\|PORTLAND, OR\|LAKE OSWEGO, OR\|College Place, WA\|Vancouver, WA\|Dayton, WA\|Walla Walla, WA\|Walla Walla, WA\|Waitsburg, WA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 15, 2020	Dec 21, 2020	no	PORTLAND, OR\|HILLSBORO, OR	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Mar 20, 2020	no	PORTLAND, OR\|HILLSBORO, OR\|HILLSBORO, OR	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Feb 26, 2013	Jan 21, 2014	no	PORTLAND, OR\|MADRAS, OR\|REDMOND, OR\|BEND, OR\|VANCOUVER, WA\|VANCOUVER, WA\|HILLSBORO, OR\|PORTLAND, OR\|THE DALLES, OR\|FOREST GROVE, OR\|TIGARD, OR\|NORTH PLAINS, OR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 17, 2011	Jan 8, 2013	no	SPRINGFIELD, OR\|EUGENE, OR\|PORTLAND, OR\|FORT MILL, SC\|PORTLAND, OR\|TILLAMOOK, OR\|CARLTON, OR\|CLACKAMAS, OR\|CLATSKANIE, OR\|HILLSBORO, OR\|SEASIDE, OR\|TILLAMOOK, OR\|TUALATIN, OR\|WILSONVILLE, OR\|BEAVERTON, OR\|YAMHILL, OR\|PORTLAND, OR\|TILLAMOOK, OR	Previous registration
FINTEGRA, LLC	Former SEC adviser	Sep 1, 2006	May 20, 2011	no	SANTA ROSA, CA\|TILLAMOOK, OR\|TILLAMOOK, OR\|WHITE SALMON, WA\|WILSONVILLE, OR\|PORTLAND, OR\|ASTORIA, OR\|CLACKAMAS, OR\|CLATSKANIE, OR\|HILLSBORO, OR\|INDEPENDENCE, OR\|JEFFERSON, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|SCIO, OR\|SEASIDE, OR\|TUALATIN, OR\|WOODBURN, OR	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 7, 2005	Apr 11, 2006	no	PORTLAND, OR\|PORTLAND, OR	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Apr 8, 2005	Aug 10, 2005	no	TIGARD, OR	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Feb 11, 2003	Apr 9, 2004	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Dec 21, 2020	Apr 1, 2021	101	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
LPL FINANCIAL LLC	CETERA INVESTMENT SERVICES LLC	Jan 8, 2013	Feb 26, 2013	49	Firm change	Other
FINTEGRA, LLC	LPL FINANCIAL LLC	May 20, 2011	May 17, 2011	-3	Firm change	Other
OSAIC FA, INC.	FINTEGRA, LLC	Apr 11, 2006	Sep 1, 2006	143	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	OSAIC FA, INC.	Aug 10, 2005	Sep 7, 2005	28	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Apr 9, 2004	Apr 8, 2005	364	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 17, 2011 to Jan 8, 2013factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 15, 2020 to Dec 21, 2020factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Feb 26, 2013 to Jan 21, 2014factForm ADV
→ FINTEGRA, LLCRegistered adviserregistration: previous registration
Sep 1, 2006 to May 20, 2011factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 7, 2005 to Apr 11, 2006factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Apr 8, 2005 to Aug 10, 2005factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 11, 2003 to Apr 9, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9735bffe-d852-a18e-f30e-ea873d3ea72e
First observed: Feb 11, 2003
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAMON MERRILL MAPES

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9735bffe-d852-a18e-f30e-ea873d3ea72e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.