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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

STOKES 388 REAL ESTATE VENTURES, LLC

CRD 326693

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:973c7370-c2f6-3959-2539-b3a734befb7c

Data as of Apr 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2023 to Apr 28, 2023
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2023-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-128063
CRD: 326693
Filings on the tape: 1
First filed: Apr 28, 2023
Latest filed: Apr 28, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
388 VENTURES, LLC	Member	D	yes	04/2023	Apr 28, 2023	Apr 28, 2023
Johnson, Seth, Garner	Owner	D	yes	01/2021	Apr 28, 2023	Apr 28, 2023
Lange, Russell, Scott	Owner	D	yes	01/2021	Apr 28, 2023	Apr 28, 2023
STOKES ASSET MANAGEMENT, LLC	Member	D	yes	04/2023	Apr 28, 2023	Apr 28, 2023
STOKES, DAVID, CARL	Owner	C	yes	05/2022	Apr 28, 2023	Apr 28, 2023
STOKES, DOUGLAS, MATTHEW	Owner	C	yes	05/2022	Apr 28, 2023	Apr 28, 2023
STOKES, GREGORY, JOHN	Owner	C	yes	05/2022	Apr 28, 2023	Apr 28, 2023
TIBLIER, CHARLES, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	no	04/2023	Apr 28, 2023	Apr 28, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STOKES FAMILY OFFICE LLC	n/a	Independent wealth	$3.4B	N	yes	n/a
STOKES ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	$15.9M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Relationships

Affiliated with (2)

→ STOKES FAMILY OFFICE LLCRegistered adviserother investment adviser, common control
factForm ADV
→ STOKES ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← STOKES, DAVID, CARLOwnerOWNER, ownership code C, individual
Apr 28, 2023 to presentfactForm ADV
← STOKES, GREGORY, JOHNOwnerOWNER, ownership code C, individual
Apr 28, 2023 to presentfactForm ADV
← STOKES, DOUGLAS, MATTHEWOwnerOWNER, ownership code C, individual
Apr 28, 2023 to presentfactForm ADV
← Johnson, Seth, GarnerOwnerOWNER, ownership code D, individual
Apr 28, 2023 to presentfactForm ADV
← Lange, Russell, ScottOwnerOWNER, ownership code D, individual
Apr 28, 2023 to presentfactForm ADV
← 388 VENTURES, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 28, 2023 to presentfactForm ADV
← STOKES ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 28, 2023 to presentfactForm ADV

Owns (1)

← TIBLIER, CHARLES, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 28, 2023 to presentfactForm ADV

Dated events

Occurred
Apr 28, 2023
First Form ADV filing
Stokes 388 Real Estate Ventures, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:973c7370-c2f6-3959-2539-b3a734befb7c
First observed: Apr 28, 2023
Last observed: Apr 28, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STOKES 388 REAL ESTATE VENTURES, LLC

CRD 326693

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:973c7370-c2f6-3959-2539-b3a734befb7c

Data as of Apr 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

388 VENTURES, LLC

Member

yes

04/2023

Apr 28, 2023

Johnson, Seth, Garner

Owner

yes

01/2021

Apr 28, 2023

Lange, Russell, Scott

Owner

yes

01/2021

Apr 28, 2023

STOKES ASSET MANAGEMENT, LLC

Member

yes

04/2023

Apr 28, 2023

STOKES, DAVID, CARL

Owner

yes

05/2022

Apr 28, 2023

STOKES, DOUGLAS, MATTHEW

Owner

yes

05/2022

Apr 28, 2023

STOKES, GREGORY, JOHN

Owner

yes

05/2022

Apr 28, 2023

TIBLIER, CHARLES, MICHAEL

CHIEF COMPLIANCE OFFICER

04/2023

Apr 28, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STOKES FAMILY OFFICE LLC

n/a

Independent wealth

$3.4B

yes

n/a

STOKES ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

$15.9M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a