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S••••• F••••• O••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S••••• F••••• O••••• L••

CRD 300899

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:1cbb88ca-98e6-2a5e-f8b3-014226bc0581

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 7
On other graphs: 1
Observed: Apr 10, 2019 to Apr 30, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S••••• F••••• O••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.74 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.4BItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $2.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 74%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• C••• S•••••	Certified Financial Planner	NEW ORLEANS, LA	7	42	3	no
G•••••• J••• S•••••	Certified Financial Planner	NEW ORLEANS, LA	7	13

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• C• S•••••• L•••••	Member	E	yes	02/2019	Apr 30, 2026	Apr 30, 2026
S•••••• D••••••• M••••••	PARTNER, MEMBER	Na	yes	02/2019	Apr 30, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• A•••• M••••••••• L••	n/a	Former SEC adviser	$15.9M	N	yes	n/a
S••••• O••••••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Grapevine	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$2.5B	35.4%	$1.6B	29.1%	14	10	2	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••• • H•••••• C•••••• M••••••••• L••	4	Jul 16, 2019	May 30, 2019	NEW ORLEANS, LA	Firm absorbed	RIA to new firm	57.1%

Relationships

Affiliated with (4)

→ S••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← S••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← S••••• 388 REAL ESTATE VENTURES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← S••••• • H•••••• C•••••• M••••••••• L••Registered adviser

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
S••••• F••••• O••••• L•• reported RAUM $3.4B, up 35% from $2.5B (2025-12-19 to 2026-03-31)
Form ADVobserved 7 days ago
$877M
Occurred
Aug 28, 2025
Advisor changed firm
Thomas Gerhard Greuling left S••••• F••••• O••••• L•• for Prime Capital Financial (registered 2025-10-27)
Form ADVobserved 7 days ago
Occurred
Mar 7, 2025
Regulatory AUM changed
S••••• F••••• O••••• L•• reported RAUM $2.5B, up 32% from $1.9B (2024-03-22 to 2025-03-07)
Form ADVobserved 7 days ago
$601M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cbb88ca-98e6-2a5e-f8b3-014226bc0581
First observed: Apr 10, 2019
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.