T•••••• S• G•••

Advisor at E•••••••• P••

BERWYN, PA | Berwyn, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:973d83b6-2eaa-13b9-8450-3d7a454a6c4d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P••	Independent wealth	Aug 30, 2024	n/a	yes	Berwyn, PA\|BERWYN, PA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Dec 22, 2023	Jul 23, 2024	no	Philadelphia, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E•••••••• P••	Jul 23, 2024	Aug 30, 2024	38	Firm change	Wirehouse to RIA
E•••••••• P••	J••• M••••• S••••••••• L••	Sep 28, 2023	Dec 22, 2023

Relationships

Registered with (6)

→ E•••••••• P••Registered adviserregistration: previous registration
Oct 19, 2021 to Sep 28, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2023 to Jul 23, 2024factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2021 to Sep 3, 2021factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Jul 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:973d83b6-2eaa-13b9-8450-3d7a454a6c4d
First observed: Jun 22, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.