DFX Intelligence

I••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

I••••••

I•••••• FINANCIAL LLC, CRD 174890

SENECA, KS

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Search this name across graphsid dfx:ria:9745edfe-7b25-5434-70b0-e0240065b915

Data as of Feb 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 1
Observed: Dec 24, 2024 to Feb 28, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

I••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.28 fund_share=0.0 institutional_share=0.72 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $199M••• Locked
Discretionary RAUM: $190M
Private client RAUM: $56.1Mderived••• Locked
Private client share: 28%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $66.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• F•••••• L•••••	Certified Financial Planner	SENECA, KS	11	11	n/a	no
D•••••• F••••••••	n/a	SENECA, KS	2	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• B••••••••• I•••	HOLDING COMPANY	E	yes	01/2015	Dec 24, 2024	Dec 24, 2024
L•••••• D•••••• L•••••••	Treasurer	Na	yes	02/2015	Dec 24, 2024	Dec 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• N••••••• B•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Seneca	Ks	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 28, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$199M	$167M	18.7%	n/a	n/a	4	4	1	1

Relationships

Registered with (5)

← H••••• S••••••••Advisorregistration: current employment
Nov 17, 2024 to presentfactForm ADV
← D•••••• F••••••••Advisorregistration: current employment
Nov 9, 2023 to presentfactForm ADV
← J••••• F•••••• L•••••Advisorregistration: current employment
May 19, 2015 to presentfactForm ADV
← E•••• D•••••• R••••••

Dated events

Occurred
Feb 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 24, 2024
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9745edfe-7b25-5434-70b0-e0240065b915
First observed: Dec 24, 2024
Last observed: Feb 28, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.