DFX Intelligence

W•••••• A••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

W•••••• A••• M••••

Advisor at F••••• I••••••••• C•••••

SAINT JOSEPH, MO

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Search this name across graphsid dfx:ria:e3f38dda-2e94-ab90-9884-dea88a94b1f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 30, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I••••••••• C•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I••••••••• C•••••	Independent wealth	Jan 3, 2023	n/a	yes	SAINT JOSEPH, MO	Current employment
I••••••	Mixed wealth	Feb 6, 2022	Oct 10, 2022	no	TOPEKA, KS\|SENECA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••	F••••• I••••••••• C•••••	Oct 10, 2022	Jan 3, 2023	85	Firm change	RIA to RIA
C•••••• F••••••••	I••••••	Jan 20, 2022	Feb 6, 2022

Relationships

Registered with (4)

→ F••••• I••••••••• C•••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ I••••••Registered adviserregistration: previous registration
Feb 6, 2022 to Oct 10, 2022factForm ADV
→ C•••••• F••••••••Registered adviserregistration: previous registration
Jan 12, 2022 to Jan 20, 2022factForm ADV
→ C••••••••• A•••••••

Dated events

Occurred
Oct 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3f38dda-2e94-ab90-9884-dea88a94b1f3
First observed: Jun 30, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.