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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

LEAH JANE JONES

Advisor at HIGHTOWER ADVISORS, LLC

CHICAGO, IL | BETHESDA, MD

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 20, 2006
First registration: Dec 21, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5209779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	May 11, 2015	n/a	yes	CHICAGO, IL\|BETHESDA, MD	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 5, 2014	May 22, 2015	no	WASHINGTON, DC\|Bethesda, MD	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 17, 2013	Aug 21, 2014	no	WASHINGTON, DC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 17, 2013	Aug 21, 2014	no	WASHINGTON, DC	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 1, 2012	Dec 5, 2013	no	ARLINGTON, VA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 23, 2011	Jul 16, 2012	no	ROCKVILLE, MD	Previous registration
THE MOSAIC FINANCIAL GROUP, LLC	Independent wealth	Dec 21, 2006	Sep 15, 2010	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	HIGHTOWER ADVISORS, LLC	May 22, 2015	May 11, 2015	-11	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 21, 2014	Dec 17, 2013	-247	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CITIGROUP GLOBAL MARKETS INC.	Aug 21, 2014	Sep 5, 2014	15	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 5, 2013	Dec 17, 2013	12	Firm change	Other
LPL FINANCIAL LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jul 16, 2012	Oct 1, 2012	77	Firm change	Other
THE MOSAIC FINANCIAL GROUP, LLC	LPL FINANCIAL LLC	Sep 15, 2010	Mar 23, 2011	189	Firm change	Other

Relationships

Registered with (7)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
May 11, 2015 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 5, 2014 to May 22, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 17, 2013 to Aug 21, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 17, 2013 to Aug 21, 2014factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 5, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 23, 2011 to Jul 16, 2012factForm ADV
→ THE MOSAIC FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Dec 21, 2006 to Sep 15, 2010factForm ADV

Dated events

No dated event names this entity yet.