DFX Intelligence

M•••••• A•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M•••••• A•••• W••••••

Advisor at I•• A••••••• S•••••••• I•••

Dallas, TX | DENVER, CO

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Search this name across graphsid dfx:ria:974c19a4-7281-3df1-f88d-1148a073c0c0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• S•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• S•••••••• I•••	Mixed wealth	Jul 5, 2016	n/a	yes	Dallas, TX\|DENVER, CO	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 20, 2016	Jul 1, 2016	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	I•• A••••••• S•••••••• I•••	Jul 1, 2016	Jul 5, 2016	4	Firm change	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Jul 1, 2016	Apr 20, 2016

Relationships

Registered with (3)

→ I•• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 5, 2016 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2016 to Jul 1, 2016factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2003 to Jul 1, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:974c19a4-7281-3df1-f88d-1148a073c0c0
First observed: Sep 19, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.