DFX Intelligence

A•••••• C••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

A•••••• C••••• M•••••••

Advisor at C••••• H••••••• L••

Palm Beach, FL | PROVIDENCE, RI

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Search this name across graphsid dfx:ria:9760fe00-3074-1656-3600-99f46989c471

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Feb 23, 2015 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••• C••••• M•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• H••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• H••••••• L••	Independent wealth	Nov 30, 2020	n/a	yes	Palm Beach, FL\|PROVIDENCE, RI	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Dec 17, 2015	Oct 26, 2020	no	Ft Lauderdale, FL\|Palm Beach Gardens, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	S••••• F•••••••• G•••• I••	Oct 26, 2020	Dec 17, 2015	-1,775	Firm change after gap	Other
S••••• F•••••••• G•••• I••	C••••• H••••••• L••	Oct 26, 2020	Nov 30, 2020

Relationships

Registered with (4)

→ C••••• H••••••• L••Registered adviserregistration: current employment
Nov 30, 2020 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 29, 2015 to Oct 26, 2020factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Dec 17, 2015 to Oct 26, 2020factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9760fe00-3074-1656-3600-99f46989c471
First observed: Feb 23, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.