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CRD 140508
NEW CANAAN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| THOMAS FRANKLIN PAOLOZZI | n/a | NEW CANAAN, CT | 20 | 34 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE PLATO FUND, LP | Hedge Fund | $89.1M | Dec 13, 2024 | 18 | Mar 28, 2012 | reported | 021-129769 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PAOLOZZI, THOMAS, FRANKLIN | MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 03/2006 | Mar 28, 2012 | Dec 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 16, 2026 | $104M | $104M | 3 | 1 | 0 | 1 | n/a |
| 2024 | Mar 13, 2025 | $93.3M | $93.3M | 3 | 1 | 0 | 1 | n/a |
| 2022 | Mar 6, 2023 | $122M | $122M | 2 | 1 | 0 | 1 | $58.4M |
| 2021 | Feb 3, 2022 | $167M | $167M | 3 | 1 | 0 | 1 | $90.5M |
| 2020 | Mar 22, 2021 | $120M | $120M | 2 | 1 | 0 | 1 | $33.4M |
| 2011 | Mar 28, 2012 | $83.4M | $83.4M | n/a | n/a | n/a | 1 | $9.5M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $104M | $93.3M | 11.6% | $122M | -5.1% | 3 | 3 | 0 | 0 |