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Advisor at ALEXANDER CAPITAL ADVISORS, LLC
NEW CANAAN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALEXANDER CAPITAL ADVISORS, LLC | Other adviser | May 16, 2006 | n/a | yes | NEW CANAAN, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 18, 2002 | May 17, 2006 | no | STAMFORD, CT|STAMFORD, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 9, 1998 | Dec 2, 2002 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALEXANDER CAPITAL ADVISORS, LLC | May 17, 2006 | May 16, 2006 | -1 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 2, 2002 | Nov 18, 2002 | -14 | Firm change | Wirehouse to wirehouse |