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Advisor at HIGHTOWER ADVISORS, LLC
Beverly Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 2, 2025 | n/a | yes | Beverly Hills, CA | Current employment |
| Lourdmurray | Former SEC adviser | Jun 13, 2006 | Aug 8, 2019 | no | BEVERLY HILLS, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Sep 26, 2003 | Jun 13, 2006 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 3, 2003 | Oct 2, 2003 | no | LOS ANGELES, CA | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Jul 8, 1997 | Jan 3, 2003 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Lourdmurray | HIGHTOWER ADVISORS, LLC | Aug 8, 2019 | Jan 2, 2025 | 1,974 | Firm change after gap | RIA to ibd |
| A. G. EDWARDS & SONS, INC. | Lourdmurray | Jun 13, 2006 | Jun 13, 2006 | 0 | Firm change | Other |
| OPPENHEIMER & CO. INC. | A. G. EDWARDS & SONS, INC. | Oct 2, 2003 | Sep 26, 2003 | -6 | Firm change | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140305:145323:CA:2019-08-08 | Aug 8, 2019 | Jan 2, 2025 | BEVERLY HILLS, CA | Firm change after gap |