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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

LOURDMURRAY

LOURD CAPITAL, LLC, CRD 140305

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb4707e9-dc1f-ae04-b446-b713c6db6ba0

Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 12, 2019
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.6BItem 5.F on the latest filing (2019-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $3.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,737
Individual clients: 199
High net worth clients: 305
Custody, client assets: $36.0M
SEC number: 801-66803
CRD: 140305
Filings on the tape: 29
First filed: Mar 29, 2012
Latest filed: Mar 12, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEE, MICHAEL, JIHYUK	PRESIDENT AND CHIEF OPERATING OFFICER	Na	yes	03/2009	Mar 29, 2012	Mar 12, 2019
LOURD, B., BLAINE	MANAGING MEMBER AND CO-CEO	D	yes	06/2006	Mar 29, 2012	Mar 12, 2019
MURRAY, PALMER, NEVILLE	MANAGING MEMBER AND CO-CEO	D	yes	10/2012	Nov 8, 2012	Mar 12, 2019
YOUNG, JILL, REBECCA	CHIEF COMPLIANCE OFFICER	Na	no	10/2017	Oct 30, 2017	Mar 12, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BATON ROUGE	La	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 12, 2019	$3.6B	$3.3B	23	12	1	n/a	n/a
2017	Feb 13, 2018	$4.0B	$3.7B	26	14	1	n/a	n/a
2016	Mar 14, 2017	$3.6B	$3.3B	21	16	n/a	n/a	n/a
2015	Mar 30, 2016	$3.0B	$2.8B	19	15	n/a	n/a	n/a
2014	Mar 30, 2015	$3.3B	$3.0B	20	13	n/a	n/a	n/a
2013	Mar 28, 2014	$2.9B	$2.6B	19	11	n/a	n/a	n/a
2012	Mar 28, 2013	$2.4B	$2.1B	13	8	n/a	n/a	n/a
2011	Mar 29, 2012	$650M	$205M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$3.6B	$4.0B	-9.5%	$3.0B	6.4%	23	26	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	11	Aug 8, 2019	Feb 3, 2026	BEVERLY HILLS, CA	Firm absorbed	RIA to ibd	91.7%
MONOGRAPH WEALTH ADVISORS, LLC	2	Jul 16, 2015	Feb 5, 2016	BEVERLY HILLS, CA	Team lift out	Other	25.0%

Relationships

Controls (3)

← LOURD, B., BLAINEOwnerMANAGING MEMBER AND CO-CEO, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← MURRAY, PALMER, NEVILLEOwnerMANAGING MEMBER AND CO-CEO, ownership code D, individual
Nov 8, 2012 to presentfactForm ADV
← LEE, MICHAEL, JIHYUKOwnerPRESIDENT AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← YOUNG, JILL, REBECCAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 30, 2017 to presentfactForm ADV

Moved with (2)

→ HIGHTOWER ADVISORS, LLCRegistered adviser11 advisors, firm absorbed, same day
Aug 8, 2019 to Feb 3, 2026factForm ADV
→ MONOGRAPH WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 16, 2015 to Feb 5, 2016factForm ADV

Registered with (18)

← B. BLAINE LOURDAdvisorregistration: previous registration
Jun 13, 2006 to Aug 8, 2019factForm ADV
← PETER JOHNSTON WRIGHTAdvisorregistration: previous registration
Jul 12, 2013 to Aug 8, 2019factForm ADV
← PALMER NEVILLE MURRAYAdvisorregistration: previous registration
Oct 8, 2012 to Aug 8, 2019factForm ADV
← JENNIFER VALLEE ENLOWAdvisorregistration: previous registration
Jan 28, 2016 to Aug 8, 2019factForm ADV
← HELEN SHIH Chu-SuwarnasarnAdvisorregistration: previous registration
Dec 15, 2015 to Aug 8, 2019factForm ADV
← RICHARD CAMPBELL JOHNSTON NOTTAdvisorregistration: previous registration
Mar 24, 2017 to Aug 8, 2019factForm ADV
← MICHAEL JIHYUK LEEAdvisorregistration: previous registration
Jun 18, 2012 to Aug 8, 2019factForm ADV
← BRENDAN LAUDER MCEWANAdvisorregistration: previous registration
Oct 31, 2018 to Aug 8, 2019factForm ADV
← Susan S YangAdvisorregistration: previous registration
Aug 17, 2018 to Aug 8, 2019factForm ADV
← EDEN JIWON CHANGAdvisorregistration: previous registration
Oct 18, 2018 to Aug 8, 2019factForm ADV
← Stephanie SchaafAdvisorregistration: previous registration
Oct 18, 2017 to Aug 8, 2019factForm ADV
← Charlotte Clare BerryAdvisorregistration: previous registration
Feb 3, 2017 to Aug 8, 2019factForm ADV
← James Andrew AmermanAdvisorregistration: previous registration
Dec 15, 2015 to Dec 24, 2018factForm ADV
← LUCAS WYATT KULMAAdvisorregistration: previous registration
Jul 23, 2015 to Nov 13, 2017factForm ADV
← ERIC DAVID MATTHEWSAdvisorregistration: previous registration
Mar 4, 2015 to Jan 18, 2017factForm ADV
← JAVIER ARMANDO SANCHEZAdvisorregistration: previous registration
Dec 15, 2014 to Jan 12, 2017factForm ADV
← JOSEPH HAYWOOD CHRISMANAdvisorregistration: previous registration
Jun 7, 2010 to Jul 16, 2015factForm ADV
← SEAN MICHAEL SHANNONAdvisorregistration: previous registration
Sep 24, 2012 to Jul 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb4707e9-dc1f-ae04-b446-b713c6db6ba0
First observed: Mar 29, 2012
Last observed: Mar 12, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOURDMURRAY

LOURD CAPITAL, LLC, CRD 140305

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb4707e9-dc1f-ae04-b446-b713c6db6ba0

Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEE, MICHAEL, JIHYUK

PRESIDENT AND CHIEF OPERATING OFFICER

yes

03/2009

Mar 29, 2012

Mar 12, 2019

LOURD, B., BLAINE

MANAGING MEMBER AND CO-CEO

yes

06/2006

Mar 29, 2012

Mar 12, 2019

MURRAY, PALMER, NEVILLE

MANAGING MEMBER AND CO-CEO

yes

10/2012

Nov 8, 2012

Mar 12, 2019

YOUNG, JILL, REBECCA

CHIEF COMPLIANCE OFFICER

10/2017

Oct 30, 2017

Mar 12, 2019

City

State

Country

Employees

Also broker-dealer

BATON ROUGE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 12, 2019

$3.6B

$3.3B

n/a

2017

Feb 13, 2018

$4.0B

$3.7B

n/a

2016

Mar 14, 2017

$3.6B

$3.3B

n/a

2015

Mar 30, 2016

$3.0B

$2.8B

n/a

2014

Mar 30, 2015

$3.3B

$3.0B

n/a

2013

Mar 28, 2014

$2.9B

$2.6B

n/a

2012

Mar 28, 2013

$2.4B

$2.1B

n/a

2011

Mar 29, 2012

$650M

$205M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$3.6B

$4.0B

-9.5%

$3.0B

6.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Aug 8, 2019

Feb 3, 2026

BEVERLY HILLS, CA

Firm absorbed

RIA to ibd

91.7%

MONOGRAPH WEALTH ADVISORS, LLC

Jul 16, 2015

Feb 5, 2016

BEVERLY HILLS, CA

Team lift out

Other

25.0%