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Y•••• C•••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

Y•••• C•••••• P••••••• L••

CRD 172281

MONTECITO, CA

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Search this name across graphsid dfx:ria:97910857-1174-6d1e-df2e-510c8b88114a

Data as of Mar 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 2
Observed: Jun 30, 2016 to Mar 13, 2024
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Y•••• C•••••• P••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

Y•••• C•••••• P••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $267MItem 5.F on the latest filing (2024-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $267M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Y•• D• M••• L•••	Venture Capital Fund	$129M	Nov 4, 2024	22	Jul 10, 2014	reported	021-218497
Y•• P•• L•••	Venture Capital Fund	$42.9M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Y••••••••• J••• A•••••••	MANAGING MEMBER, CCO	E	yes	04/2013	Jun 30, 2016	Mar 13, 2024
D••••••• J••••• P•••	Cfo	Na	no	09/2022	Mar 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Y•• D• M•• G•• L••	n/a	n/a	n/a	N	yes	n/a
Y•• P••• G• I• L•••	n/a	n/a	n/a	N	yes	n/a
Y•• P• G•• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$267M	$328M	-18.5%	$218M	7.1%	2	4	0	0

Relationships

Advises (13)

→ Y•• P•• L•••Private fundVenture Capital Fund, ERA
Mar 31, 2017 to presentfactForm ADV
→ Y•• P••• F••• I• L•••Private fundVenture Capital Fund, ERA
Jul 10, 2014 to presentfactForm ADV
→ Y•• D•• R••••••• L••Private fundVenture Capital Fund, ERA
Apr 29, 2022 to presentfactForm ADV
→ Y•••• C•••••• P••••••• D••• L•••

Dated events

Occurred
Apr 29, 2022
Regulatory AUM changed
Y•••• C•••••• P••••••• L•• reported RAUM $361.7M, up 66% from $217.7M (2021-08-05 to 2022-04-29)
Form ADVobserved 7 days ago
$144M
Occurred
Jun 30, 2016
First Form ADV filing
Y•••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97910857-1174-6d1e-df2e-510c8b88114a
First observed: Jun 30, 2016
Last observed: Mar 13, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.