DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
Y•••• C•••••• P••••••• L••
Latest filing Mar 13, 2024
First filing on the tape Jun 30, 2016 · 14 filings
RAUM
$267M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
$267M gross assets
History
14 filings and snapshots on the tape
RAUM$267M as of Mar 13, 2024
Mar 31, 2017$250M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2024
Mar 31, 20170 then
Employees (5.A)2 as of Mar 13, 2024
Mar 31, 20172 then
Private funds9 as of Mar 13, 2024
Mar 31, 20175 then
RAUM -19% over the last fiscal year+7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $267M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$267M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $267M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Y•• D• M••• L••• | Venture Capital Fund | $129M | 22 | Jul 10, 2014 |
| Y•• P•• L••• | Venture Capital Fund | $42.9M | 16 | Mar 31, 2017 |
| Y•••• C•••••• P••••••• D••• L••• | Venture Capital Fund | $32.9M | 30 | Apr 29, 2022 |
| Y•• D•• R••••••• L•• | Venture Capital Fund | $16.9M | 7 | Apr 29, 2022 |
| Y•••• C•••••• P••••••• I•• L•• | Venture Capital Fund | $16.5M | 17 | Apr 29, 2022 |
| Y•••• C•••••• P••••••• V••• L••• | Private Equity Fund | $14.3M | 12 | Apr 29, 2022 |
| Y•• D•• R•••••• I•• L••• | Venture Capital Fund | $13.0M | 9 | Apr 29, 2022 |
| Y•• P••• F••• I• L••• | Venture Capital Fund | $9.9M | 10 | Jul 10, 2014 |
| Y•• C••• L••• | Venture Capital Fund | $990,332 | 14 | Apr 29, 2022 |
| Y•• H••• L••• | Private Equity Fund | $122,921 | 10 | Mar 29, 2016 |
| Y•• Z••• L•••no longer reported | Private Equity Fund | $78,483 | 8 | Mar 29, 2016 |
| Y•••• C•••••• P••••••• V•••• L••• | Private Equity Fund | $56,866 | 10 | Apr 29, 2022 |
| Y•••• C•••••• P••••••• V•• L••• | Venture Capital Fund | $797 | 14 | Oct 1, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Y••••••••• J••• A••••••• · Managing Member, Ccocontrolsince 04/2013 · owns 75% or more
- D••••••• J••••• P••• · Cfosince 09/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Y•• D• M•• G•• L••pooled vehicle sponsorn
- Y•• P••• G• I• L•••pooled vehicle sponsorn
- Y•• P• G•• L••pooled vehicle sponsorn
- Y•••• C•••••• P••••••• C•• G•• L••pooled vehicle sponsorn
- Y•••• C•••••• P••••••• D•• G•• L••pooled vehicle sponsorn
- Y•••• C•••••• P••••••• I• G•• L••pooled vehicle sponsorn
- Y•••• C•••••• P••••••• V• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 9Mar 29, 2023 to Mar 13, 2024
- Advisory employees · 2 to 1Mar 29, 2023 to Mar 13, 2024
- Pooled vehicle clients · 12 to 9Mar 29, 2023 to Mar 13, 2024
- Assets in custody · $328M to $267MMar 29, 2023 to Mar 13, 2024
- Employees · 4 to 2Mar 29, 2023 to Mar 13, 2024
- Private funds · 12 to 9Mar 29, 2023 to Mar 13, 2024
- Discretionary RAUM · $328M to $267MMar 29, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $328M to $267MMar 29, 2023 to Mar 13, 2024
- RAUM · $328M to $267MMar 29, 2023 to Mar 13, 2024
- Assets in custody · $362M to $328MApr 29, 2022 to Mar 29, 2023
- HQ city · NEW YORK to MONTECITOApr 29, 2022 to Mar 29, 2023
- HQ state · NY to CAApr 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $362M to $328MApr 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $362M to $328MApr 29, 2022 to Mar 29, 2023
- RAUM · $362M to $328MApr 29, 2022 to Mar 29, 2023
- Accounts · 5 to 12Aug 5, 2021 to Apr 29, 2022
- Advisory employees · 1 to 2Aug 5, 2021 to Apr 29, 2022
- Pooled vehicle clients · 5 to 12Aug 5, 2021 to Apr 29, 2022
- Assets in custody · $218M to $362MAug 5, 2021 to Apr 29, 2022
- Employees · 2 to 4Aug 5, 2021 to Apr 29, 2022
- Private funds · 5 to 12Aug 5, 2021 to Apr 29, 2022
- Discretionary RAUM · $218M to $362MAug 5, 2021 to Apr 29, 2022
- Pooled vehicle RAUM · $218M to $362MAug 5, 2021 to Apr 29, 2022
- RAUM · $218M to $362MAug 5, 2021 to Apr 29, 2022
- Assets in custody · $264M to $218MOct 1, 2020 to Aug 5, 2021
- Discretionary RAUM · $264M to $218MOct 1, 2020 to Aug 5, 2021
- Pooled vehicle RAUM · $264M to $218MOct 1, 2020 to Aug 5, 2021
- RAUM · $264M to $218MOct 1, 2020 to Aug 5, 2021
- Accounts · 4 to 5Mar 31, 2020 to Oct 1, 2020
- Pooled vehicle clients · 4 to 5Mar 31, 2020 to Oct 1, 2020
- Assets in custody · $219M to $264MMar 31, 2020 to Oct 1, 2020
- Private funds · 4 to 5Mar 31, 2020 to Oct 1, 2020
- Discretionary RAUM · $219M to $264MMar 31, 2020 to Oct 1, 2020
- Pooled vehicle RAUM · $219M to $264MMar 31, 2020 to Oct 1, 2020
- RAUM · $219M to $264MMar 31, 2020 to Oct 1, 2020
- Assets in custody · $225M to $219MOct 4, 2019 to Mar 31, 2020
- Discretionary RAUM · $225M to $219MOct 4, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $225M to $219MOct 4, 2019 to Mar 31, 2020
- RAUM · $225M to $219MOct 4, 2019 to Mar 31, 2020
- Assets in custody · $265M to $225MMar 30, 2019 to Oct 4, 2019
Signals
2 dated events
- Y•••• C•••••• P••••••• L•• reported RAUM $361.7M, up 66% from $217.7M (2021-08-05 to 2022-04-29)Apr 29, 2022 · RAUM change · derived
- Y•••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Y•••• C•••••• P••••••• L•• · Private Equityshared crd · organization
- Y•••• C•••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- yieldcapitalpartners.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026