DFX Intelligence

J•• S••••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst17 years in industry

J•• S••••• N•••••••

Advisor at F••••• C•••••• A•••••••• L••

Briarcliff Manor, NY | PRAIRIE VILLAGE, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9793c7f8-a8c1-5fab-6503-6ef0166ffa1a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C•••••• A•••••••• L••	Independent wealth	Jul 22, 2026	n/a	yes	PRAIRIE VILLAGE, KS\|Briarcliff Manor, NY	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 14, 2021	Jul 23, 2026	no	New York, NY\|Briarcliff Manor, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	F••••• C•••••• A•••••••• L••	Jul 23, 2026	Jul 22, 2026	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2021 to Jul 23, 2026factForm ADV

Dated events

Occurred
Jul 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9793c7f8-a8c1-5fab-6503-6ef0166ffa1a
First observed: Jun 14, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.