This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S66

First exam

Oct 25, 2017

First registration

Oct 26, 2017

Dual registered

yes, broker-dealer

Other names

Eugene DeGuzman|EUGENE MENDOZA|EUGENE DE GUZMAN MENDOZA

IAPD individual key

6801185

• Occurred

  May 31, 2024
  Advisor changed firm

  Eugene Mendoza left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2024-05-23)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:97a8bc53-5215-cae0-e26b-63229c6be936

First observed

Oct 26, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.