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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MATT DALE KNOLL

Advisor at WELLS FARGO ADVISORS

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:97aaabbb-e9e2-df4e-3978-acb9c26a48ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 28, 2000
First registration: Jun 26, 2003
Dual registered: yes, broker-dealer
Other names: MATT DALE KNOLL|MATTHEW D KNOLL|MATTHEW DALE KNOLL
IAPD individual key: 3214129

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	n/a	yes	WEST DES MOINES, IA	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 30, 2008	Jan 3, 2011	no	CLIVE, IA\|DES MOINES, IA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 6, 2003	Jun 23, 2008	no	West Des Moines, IA\|DES MOINES, IA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 26, 2003	Oct 24, 2003	no	DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	WELLS FARGO INVESTMENTS, LLC	Jun 23, 2008	Jun 30, 2008	7	Firm change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 24, 2003	Nov 6, 2003	13	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 30, 2008 to Jan 3, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 6, 2003 to Jun 23, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 26, 2003 to Oct 24, 2003factForm ADV

Dated events

No dated event names this entity yet.