DFX Intelligence

C••• H••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

C••• H••••••• S•••••

Advisor at C•••••• A••••••• S•••••••• L••

DALLAS, TX | Oklahoma City, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97b2753b-0581-2ad4-25c9-681f0fd3559b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 20, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Oct 31, 2023	n/a	yes	DALLAS, TX\|Oklahoma City, OK	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Apr 20, 2021	Oct 30, 2023	no	OKLAHOMA CITY, OK\|BRENTWOOD, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	C•••••• A••••••• S•••••••• L••	Oct 30, 2023	Oct 31, 2023	1	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 31, 2023 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2021 to Oct 30, 2023factForm ADV

Dated events

Occurred
Oct 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97b2753b-0581-2ad4-25c9-681f0fd3559b
First observed: Apr 20, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.