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CRD 287465
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| N••••••• C•••••• B•••• | Chartered Financial Analyst | MILWAUKEE, WI | 9 | 23 | 7 | no |
| K•••••• L•• S••••• | n/a | MILWAUKEE, WI | 6 | 22 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| O•••••• C•••••• P•••••• E••••• I• L•• L•• | Private Equity Fund | $6.5M | Sep 1, 2026 | 56 | Dec 16, 2024 | reported | 021-532981 |
| O•••••• C•••••• R••• E••••• I• L•• L•• | Real Estate Fund | $0 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• N•••••••• C•••••• | FOUNDING PARTNER | Na | yes | 01/2017 | Sep 1, 2026 | Sep 1, 2026 |
| B••••• H••••••• L•• | SOLE MEMBER | E | yes | 03/2017 | Sep 1, 2026 | Sep 1, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| O•••••• C•••••• P•••••• E••••• I• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| O•••••• T•• S••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 5 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $1.6B | 27.7% | $806M | 36.3% | 20 | 15 | 0 | 0 |
| no |
| J••• S••••••• M••••••• | n/a | MILWAUKEE, WI | 5 | 24 | n/a | no |
| A••••• M••• N••••••••• | Certified Financial Planner | MILWAUKEE, WI | 3 | 16 | 1 | no |
| P•••••• J•••• W•••• | Certified Financial Planner | MILWAUKEE, WI | 2 | 10 | 3 | no |
| R••• A••• M••••• | n/a | MILWAUKEE, WI | 1 | 12 | n/a | no |
| C••••••• P••••• J•••••••• | n/a | MILWAUKEE, WI | 1 | 18 | n/a | no |
| C••••••••• A••• E•••• | Certified Financial Planner | MILWAUKEE, WI | 1 | 13 | 1 | no |
| M•••••• W•••••• S•••• | n/a | MILWAUKEE, WI | 1 | 42 | 3 | no |
| M•••••• A••• K•••••• | n/a | MILWAUKEE, WI | 0 | 11 | 1 | no |
| A••••• T••••• S•••• | n/a | MILWAUKEE, WI | 0 | 12 | n/a | no |
| D••••• K•••••• S•••• | Chartered Financial Analyst | MILWAUKEE, WI | 0 | 13 | n/a | no |
| S••••• J•• B••••• | n/a | MILWAUKEE, WI | 0 | 23 | 3 | no |
| L•••• D••••• C••••••• | n/a | MILWAUKEE, WI | 0 | 10 | n/a | no |
| J•••• R••••• K••••••• | Chartered Financial Analyst | MILWAUKEE, WI | 0 | 10 | n/a | no |
| 0 |
| Sep 1, 2026 |
| reported |
| 021-561967 |
| CHIEF COMPLIANCE OFFICER, PARTNER |
| Na |
| yes |
| 01/2019 |
| Sep 1, 2026 |
| Sep 1, 2026 |
| N••••••••• A•••••• M••• | CHIEF OPERATING OFFICER, PARTNER | Na | yes | 11/2023 | Sep 1, 2026 | Sep 1, 2026 |
| S••••• D•••••• K•••••• | PRESIDENT, CHIEF INVESTMENT OFFICER, PARTNER | Na | yes | 09/2023 | Sep 1, 2026 | Sep 1, 2026 |
| B••••• N•••••••• C•••••• | MANAGER AND MEMBER | C | yes | 03/2017 | Feb 26, 2020 | Dec 23, 2024 |
| $2.0B |
| $1.5B |
| 20 |
| 11 |
| 0 |
| 2 |
| n/a |
| 2024 | Mar 20, 2025 | $1.6B | $1.2B | 15 | 8 | 0 | 1 | n/a |
| 2023 | Feb 29, 2024 | $1.3B | $974M | 11 | 7 | 0 | n/a | n/a |
| 2022 | Mar 22, 2023 | $806M | $575M | 11 | 6 | 0 | n/a | n/a |
| 2021 | Mar 16, 2022 | $530M | $382M | 11 | 6 | 0 | n/a | n/a |
| 2020 | Mar 17, 2021 | $339M | $317M | 10 | 6 | 0 | n/a | n/a |