G•••••• A•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BURLINGTON, WI | MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8815c26b-09b4-65f1-dd03-0975d820ebba

Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2018 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 12, 2018	n/a	yes	BURLINGTON, WI\|MADISON, WI	Current employment
O•••••• A••••••• L••	Independent wealth	Feb 5, 2018	Jul 2, 2018	no	MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• A••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 2, 2018	Sep 12, 2018	72	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 12, 2018 to presentfactForm ADV
→ O•••••• A••••••• L••Registered adviserregistration: previous registration
Feb 5, 2018 to Jul 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8815c26b-09b4-65f1-dd03-0975d820ebba
First observed: Feb 5, 2018
Last observed: Sep 23, 2026 14 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.