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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JASON LEE MCMURTRY

Advisor at CONCORDE ASSET MANAGEMENT, LLC

San Marcos, CA | San Francisco, CA | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:97d50e44-2ada-287d-f31e-20157e1c3c4f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCORDE ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 9, 1997
First registration: Feb 24, 2003
Dual registered: yes, broker-dealer
Other names: JASON L MCMURTRY
IAPD individual key: 2871788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	May 4, 2020	n/a	yes	ANN ARBOR, MI\|San Marcos, CA\|San Francisco, CA	Current employment
DFPG INVESTMENTS, LLC	Former SEC adviser	Sep 17, 2018	May 4, 2020	no	SOUTH JORDAN, UT\|SANDY, UT\|Rancho Santa Fe, CA\|Rancho Sante Fe, CA	Previous registration
WESTPARK CAPITAL, INC.	Independent wealth	Jan 29, 2018	Nov 2, 2018	no	Irvine, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Apr 12, 2004	Feb 15, 2005	no	LAGUNA HILLS, CA	Previous registration
Spc	Bd affiliated wealth	Feb 24, 2003	Apr 5, 2004	no	RANCHO CUCAMONGA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DFPG INVESTMENTS, LLC	CONCORDE ASSET MANAGEMENT, LLC	May 4, 2020	May 4, 2020	0	Firm change	Ibd to ibd
WESTPARK CAPITAL, INC.	DFPG INVESTMENTS, LLC	Nov 2, 2018	Sep 17, 2018	-46	Firm change after gap	RIA to RIA
CITICORP INVESTMENT SERVICES	WESTPARK CAPITAL, INC.	Feb 15, 2005	Jan 29, 2018	4,731	Firm change after gap	Other
Spc	CITICORP INVESTMENT SERVICES	Apr 5, 2004	Apr 12, 2004	7	Firm change	Other

Relationships

Registered with (5)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
May 4, 2020 to presentfactForm ADV
→ DFPG INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 17, 2018 to May 4, 2020factForm ADV
→ WESTPARK CAPITAL, INC.Registered adviserregistration: previous registration
Jan 29, 2018 to Nov 2, 2018factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Apr 12, 2004 to Feb 15, 2005factForm ADV
→ SPCRegistered adviserregistration: previous registration
Feb 24, 2003 to Apr 5, 2004factForm ADV

Dated events

No dated event names this entity yet.