DFX Intelligence

K•••••• J•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

K•••••• J•••••• W•••••

Advisor at M••••• W••••• M••••••••• L••

KANSAS CITY, MO | EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:97d5a2a0-feda-748c-1bc7-96ad90c1bf15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jun 30, 2025	n/a	yes	KANSAS CITY, MO\|EL SEGUNDO, CA	Current employment
K••• C•••••• M•••••••••	Former SEC adviser	Jan 13, 2011	Dec 31, 2025	no	EL SEGUNDO, CA\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• C•••••• M•••••••••	M••••• W••••• M••••••••• L••	Dec 31, 2025	Jun 30, 2025	-184	Firm change after gap	RIA to RIA
N•• A••••••• S••••••• I••	K••• C•••••• M•••••••••	Mar 5, 2004	Jan 13, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
109329:324624:CA:2025-12-31	Dec 31, 2025	Jun 30, 2025	EL SEGUNDO, CA	Firm change after gap

Relationships

Registered with (3)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 30, 2025 to presentfactForm ADV
→ K••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 13, 2011 to Dec 31, 2025factForm ADV
→ N•• A••••••• S••••••• I••Registered adviserregistration: previous registration
Jan 27, 2004 to Mar 5, 2004factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
K•••••• J•••••• W••••• left K••• C•••••• M••••••••• for M••••• W••••• M••••••••• L•• (registered 2025-06-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97d5a2a0-feda-748c-1bc7-96ad90c1bf15
First observed: Jan 27, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.