This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

K2 FINANCIAL INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Dec 27, 2022

First registration

Jan 20, 2023

Dual registered

yes, broker-dealer

Other names

Jacob T Gorman|Jacob Gorman

IAPD individual key

7639671

• Occurred

  Oct 31, 2023
  Advisor changed firm

  Jacob T Gorman left Fidelity Personal And Workplace Advisors for Lincoln Investment (registered 2023-11-16)

  Form ADVobserved 4 days ago
• Occurred

  Aug 9, 2023
  Advisor changed firm

  Jacob T Gorman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2023-10-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:97d5d01b-d9aa-042a-6087-503aeb974196

First observed

Jan 20, 2023

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.