DFX Intelligence

C••••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••• I•••••••••

C••••••• I••••••••• CAPITAL MANAGEMENT, LLC, CRD 171581

CHICAGO, IL

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Search this name across graphsid dfx:ria:97da2008-fcf0-7819-19ae-a4d215eda918

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 6
On other graphs: 4
Observed: Jan 5, 2016 to Mar 30, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••••• I•••••••••

Venture manager · shared crd

Independent Sponsorsidentity

C••••••• I•••••••••

Capital provider to sponsors · shared crd

Private Equityidentity

C••••••• I•••••••••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• I••••••••• S••••• V••••••• F••• I•• L•	Private Equity Fund	$1.1B	Mar 22, 2024	160	Mar 22, 2019	reported	021-306336
C••••••• I••••••••• S••••• V••••••• F••• V• L•	Private Equity Fund	$275M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S•••••• R•	Trustee	E	yes	05/2018	Mar 26, 2021	Mar 22, 2024
C•••• A•••••• W•	GENERAL PARTNER	C	yes	05/2018	Mar 26, 2021	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C• C••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
C••••••• I••••••••• G••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
C••••••• I••••••••• G••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bengaluru	n/a	India	4	no
MEXICO CITY	n/a	Mexico	3	no
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.8B	-11.7%	$2.1B	-8.6%	21	21	3	3

Relationships

Advises (7)

→ C••••••• I••••••••• S••••• V••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
May 14, 2014 to presentfactForm ADV
→ C••••••• I••••••••• S••••• V••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 22, 2019 to presentfactForm ADV
→ C••••••• I••••••••• S••••• V••••••• F••• I•Private fundPrivate Equity Fund, IA
May 14, 2014 to presentfactForm ADV
→ C••••••• I••••• C••••• F••• ••••••• L•

Dated events

Occurred
Mar 29, 2022
Regulatory AUM changed
C••••••• I••••••••• reported RAUM $1.9B, up 161% from $713.1M (2021-03-26 to 2022-03-29)
Form ADVobserved 7 days ago
$1.1B
Occurred
Mar 26, 2021
Control person joined
W. Andrew Code (General Partner) appeared on Schedule A of C••••••• I•••••••••
Form ADVobserved 7 days ago
Occurred
Mar 26, 2021
Control person joined
Sarah Wuellner (Trustee) appeared on Schedule A of C••••••• I•••••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97da2008-fcf0-7819-19ae-a4d215eda918
First observed: Jan 5, 2016
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.