DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• I•••••••••
Legal name C••••••• I••••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 5, 2016 · 18 filings
SEC status approved since Jan 19, 2016
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
7
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.6B as of Mar 30, 2026
Mar 2, 2016$242M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 2, 20160 then
Employees (5.A)21 as of Mar 30, 2026
Mar 2, 20169 then
Private funds7 as of Mar 30, 2026
Mar 2, 20163 then
RAUM -12% over the last fiscal year-8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $94.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.6B, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• I••••••••• S••••• V••••••• F••• I•• L• | Private Equity Fund | $1.1B | 160 | Mar 22, 2019 |
| C••••••• I••••••••• S••••• V••••••• F••• V• L• | Private Equity Fund | $275M | 234 | Mar 29, 2022 |
| C••••••• I••••••••• S••••• V••••••• F••• I••• L• | Private Equity Fund | $162M | 132 | Jan 4, 2016 |
| C••••••• I••••••••• S••••• V••••••• F••• I•• L• | Private Equity Fund | $27.8M | 106 | May 14, 2014 |
| C••••••• I••••• C••••• F••• ••••••• L• | Other Private Fund | $23.2M | 42 | Mar 26, 2021 |
| C••••••• I••••••••• S••••• V••••••• F••• I• | Private Equity Fund | $13.1M | 75 | May 14, 2014 |
| C••••••• I••••• C••••• F••• •••••• I•• L• | Other Private Fund | $5.2M | 6 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• P•••••• T••••• · Managing Member, Founder, Managing Partner, Chief Compliance Officercontrolsince 08/2008 · owns 50% to 75%
- B••••• S•••••• R• · Trusteecontrolsince 05/2018 · owns 75% or more of S••••• R• B•••• R•••••••• T••••
- C•••• A•••••• W• · General Partnercontrolsince 05/2018 · owns 25% to 50% of T•• C••• F••••• P••••••••• L•••
- W•••••••• S•••• · Trusteecontrolsince 05/2018 · owns 75% or more of S•••• A• W••••••• T••••
- D••• J•••• T•••• · Partnersince 09/2021 · owns less than 5%
- M••••• B••••• B• · Membersince 05/2018 · owns less than 5%
- M••••• J•• Z•••••• · Membersince 05/2018 · owns less than 5%
- W•••••• B••••• T••••••• · Partnersince 08/2019 · owns 10% to 25%
Entity owners
- K••• I••••••••• H•••••••• L•• · Managing Memberindirect · owns 75% or more of K••• I••••••••• U• L••
- K••• I••••••••• U• L•• · Memberdirect · owns 10% to 25%
- S•••• A• W••••••• T•••• · Memberdirect · owns less than 5%
- S••••• R• B•••• R•••••••• T•••• · Memberdirect · owns less than 5%
- T•• C••• F••••• P••••••••• L••• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- C• C••••• G•• L••pooled vehicle sponsory
- C••••••• I••••••••• G••••• M••••••••• L••pooled vehicle sponsory
- C••••••• I••••••••• G••• L••pooled vehicle sponsory
- C••••••• I••••••••• G••• L••pooled vehicle sponsory
- C••••••• I••••••••• G••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Bengaluru, India4 employees
- Mexico City, Mexico3 employees
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 22 to 17Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 22 to 17Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $1.8B to $1.6BMar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.8B to $1.6BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.8B to $1.6BMar 27, 2025 to Mar 30, 2026
- RAUM · $1.8B to $1.6BMar 27, 2025 to Mar 30, 2026
- Advisory employees · 13 to 14Mar 22, 2024 to Mar 27, 2025
- Assets in custody · $2.2B to $1.8BMar 22, 2024 to Mar 27, 2025
- Employees · 16 to 21Mar 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.2B to $1.8BMar 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.2B to $1.8BMar 22, 2024 to Mar 27, 2025
- RAUM · $2.2B to $1.8BMar 22, 2024 to Mar 27, 2025
- Assets in custody · $2.1B to $2.2BNov 14, 2023 to Mar 22, 2024
- Employees · 18 to 16Nov 14, 2023 to Mar 22, 2024
- Discretionary RAUM · $2.1B to $2.2BNov 14, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $2.1B to $2.2BNov 14, 2023 to Mar 22, 2024
- RAUM · $2.1B to $2.2BNov 14, 2023 to Mar 22, 2024
- Accounts · 18 to 22Mar 29, 2022 to Mar 30, 2023
- Advisory employees · 11 to 13Mar 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 18 to 22Mar 29, 2022 to Mar 30, 2023
- Assets in custody · $1.9B to $2.1BMar 29, 2022 to Mar 30, 2023
- Employees · 14 to 18Mar 29, 2022 to Mar 30, 2023
- Financial planning clients · 0 to unsetMar 29, 2022 to Mar 30, 2023
- Private funds · 6 to 7Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.9B to $2.1BMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.9B to $2.1BMar 29, 2022 to Mar 30, 2023
- RAUM · $1.9B to $2.1BMar 29, 2022 to Mar 30, 2023
- Accounts · 15 to 18Mar 26, 2021 to Mar 29, 2022
- Advisory employees · 9 to 11Mar 26, 2021 to Mar 29, 2022
- Pooled vehicle clients · 15 to 18Mar 26, 2021 to Mar 29, 2022
- Assets in custody · $713M to $1.9BMar 26, 2021 to Mar 29, 2022
- Employees · 11 to 14Mar 26, 2021 to Mar 29, 2022
- Private funds · 5 to 6Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $713M to $1.9BMar 26, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $713M to $1.9BMar 26, 2021 to Mar 29, 2022
- RAUM · $713M to $1.9BMar 26, 2021 to Mar 29, 2022
- Accounts · 16 to 15Mar 16, 2020 to Mar 26, 2021
- Pooled vehicle clients · 16 to 15Mar 16, 2020 to Mar 26, 2021
- Assets in custody · $708M to $713MMar 16, 2020 to Mar 26, 2021
Signals
6 dated events
- C••••••• I••••••••• reported RAUM $1.9B, up 161% from $713.1M (2021-03-26 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- W. Andrew Code (General Partner) appeared on Schedule A of C••••••• I•••••••••Mar 26, 2021 · Control person joined · fact
- Sarah Wuellner (Trustee) appeared on Schedule A of C••••••• I•••••••••Mar 26, 2021 · Control person joined · fact
- R. Steven Brown (Trustee) appeared on Schedule A of C••••••• I•••••••••Mar 26, 2021 · Control person joined · fact
- C••••••• I••••••••• reported RAUM $573.6M, up 81% from $316.5M (2018-03-29 to 2019-03-22)Mar 22, 2019 · RAUM change · derived
- C••••••• I••••••••• filed its initial SEC registration (Form ADV)Jan 5, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- C••••••• I••••••••• · Private Equityshared crd · organization
- C••••••• I••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/creation-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-784-3988reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026