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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)26 years in industry

CLAYTON MONROE HOLCOMB

Advisor at MUTUAL ADVISORS, LLC

OMAHA, NE | Roseville, CA

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Search this name across graphsid dfx:ria:97dd419a-cbc2-81e2-eef3-4ac124474bcb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Mar 17, 2000
First registration: Feb 11, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 1687041

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jan 27, 2017	n/a	yes	Roseville, CA\|OMAHA, NE	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 13, 2006	Nov 9, 2016	no	ROSEVILLE, CA\|FORT MILL, SC\|ROSEVILLE, CA	Previous registration
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	n/a	Feb 10, 2006	Dec 18, 2006	no	MILWAUKEE, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 11, 2005	Dec 18, 2006	no	ROSEVILLE, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MUTUAL ADVISORS, LLC	Nov 9, 2016	Jan 27, 2017	79	Firm change	Other
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	LPL FINANCIAL LLC	Dec 18, 2006	Dec 13, 2006	-5	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	Dec 18, 2006	Feb 10, 2006	-311	Firm change after gap	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Jan 27, 2017 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 13, 2006 to Nov 9, 2016factForm ADV
→ NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Feb 10, 2006 to Dec 18, 2006factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 11, 2005 to Dec 18, 2006factForm ADV

Dated events

No dated event names this entity yet.