DFX Intelligence

L••• L••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

L••• L••• C•••••••••

Advisor at B•••••• W•••••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:97eb935a-7c91-e546-dc1e-75562c2ac3d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• W•••••	Independent wealth	Feb 28, 2017	n/a	yes	LAS VEGAS, NV	Current employment
M••••• S••••••	Wirehouse	Jan 21, 2014	Feb 23, 2017	no	Las Vegas, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B•••••• W•••••	Feb 23, 2017	Feb 28, 2017	5	Firm change	Wirehouse to new firm
W•••• F•••• A•••••••	M••••• S••••••	Apr 30, 2010	Aug 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:285823:NV:2017-02-23	Feb 23, 2017	Feb 28, 2017	LAS VEGAS, NV	Firm change

Relationships

Registered with (4)

→ B•••••• W•••••Registered adviserregistration: current employment
Feb 28, 2017 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 21, 2014 to Feb 23, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2010 to Apr 30, 2010factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97eb935a-7c91-e546-dc1e-75562c2ac3d9
First observed: Aug 2, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.