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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JAMES FRANK WILKINSON

Advisor at WILKINSON CAPITAL MANAGEMENT, LLC

ST. PAUL, MN

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Search this name across graphsid dfx:ria:97ee7990-8094-df95-734f-72b491fa6d05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILKINSON CAPITAL MANAGEMENT, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Mar 12, 2002
First registration: Aug 26, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4177028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILKINSON CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 4, 2017	n/a	yes	ST. PAUL, MN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 13, 2008	Sep 19, 2016	no	STILLWATER, MN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2006	Jun 26, 2008	no	EDINA, MN	Previous registration
PIPER SANDLER & CO.	Institutional manager	Sep 26, 2005	Aug 12, 2006	no	MINNEAPOLIS, MN\|EDINA, MN\|EDINA, MN	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Aug 26, 2002	Feb 5, 2004	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WILKINSON CAPITAL MANAGEMENT, LLC	Sep 19, 2016	Jan 4, 2017	107	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 26, 2008	Jun 13, 2008	-13	Firm change	Wirehouse to wirehouse
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Aug 12, 2006	Aug 12, 2006	0	Bulk transfer	Other
STRONG CAPITAL MANAGEMENT INC	PIPER SANDLER & CO.	Feb 5, 2004	Sep 26, 2005	599	Firm change after gap	Other

Relationships

Registered with (5)

→ WILKINSON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 4, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 13, 2008 to Sep 19, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2006 to Jun 26, 2008factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Sep 26, 2005 to Aug 12, 2006factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Aug 26, 2002 to Feb 5, 2004factForm ADV

Dated events

No dated event names this entity yet.