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S••••• G••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

S••••• G••••• O•••••

Advisor at M•• S••••••••• L••

Charlotte, NC

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Search this name across graphsid dfx:ria:97ef6137-9b71-ae83-efe9-516db017ce21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 5, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Jan 17, 2024	n/a	yes	Charlotte, NC	Current employment
N•••••• G•••• S••••••••• I•••	Former SEC adviser	May 30, 2013	Apr 28, 2016	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• S••••••••• I•••	M•• S••••••••• L••	Apr 28, 2016	Jan 17, 2024	2,820	Firm change after gap	Other
B••• I••••••••• I••••••••• A•••••••• I•••	N•••••• G•••• S••••••••• I•••	Jun 5, 2013	May 30, 2013

Relationships

Registered with (3)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Jan 17, 2024 to presentfactForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
May 30, 2013 to Apr 28, 2016factForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2013 to Jun 5, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97ef6137-9b71-ae83-efe9-516db017ce21
First observed: Mar 5, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.