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C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••

CRD 116556

RICHLAND, WA

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Search this name across graphsid dfx:ria:97f514cb-18b0-f637-a4ec-1a1b0fcddea0

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 0
Observed: Dec 14, 2011 to Mar 19, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $294MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $294M
Private client RAUM: $294MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• A•••• M••••••	n/a	RICHLAND, WA	26	35	n/a	no
C••••• E••••• B••••	n/a	RICHLAND, WA	26	36

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• M••••• J•	VICE PRESIDENT	B	yes	01/2023	Feb 28, 2023	Mar 8, 2024
B••••• C•••••• E•••••	VICE PRESIDENT	B	yes	02/2000	Dec 14, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• K••• P•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$294M	$274M	7.5%	$213M	11.4%	10	10	0	0

Relationships

Registered with (9)

← A•••••• P••••• A••••Advisorregistration: current employment
Dec 16, 2019 to presentfactForm ADV
← M•••• J• A•••••Advisorregistration: current employment
Dec 15, 2018 to presentfactForm ADV
← A•••••••• R• K•••Advisorregistration: current employment
Dec 23, 2014 to presentfactForm ADV
← J••••• W•••••• C•••••••

Dated events

Occurred
Feb 28, 2023
Control person joined
R Alexander King (Vice President) appeared on Schedule A of C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••
Form ADVobserved 6 days ago
Occurred
Feb 28, 2023
Control person joined
J Molly Andler (Vice President) appeared on Schedule A of C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••
Form ADVobserved 6 days ago
Occurred
Feb 15, 2022
Control person left
Carroll Cam Holbrook (Vice President) no longer on Schedule A of C••••••••• K••• • A••••••••• I••••••••• S•••••••• I••• (listed 2021-11-10, absent 2022-02-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f514cb-18b0-f637-a4ec-1a1b0fcddea0
First observed: Dec 14, 2011
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 19, 2026	$294M	$294M	10	9	0	n/a	n/a
2024	Mar 24, 2025	$274M	$274M	10	9	0	n/a	n/a
2023	Mar 8, 2024	$250M	$250M	10	9	0	n/a	n/a
2022	Feb 28, 2023	$213M	$213M	10	9	0	n/a	n/a
2021	Feb 15, 2022	$239M	$239M	10	9	0	n/a	n/a
2020	Mar 4, 2021	$194M	$194M	10	9	0	n/a	n/a
2019	Mar 30, 2020	$169M	$169M	10	9	0	n/a	n/a
2018	Mar 11, 2019	$139M	$139M	7	7	0	n/a	n/a
2017	Mar 7, 2018	$130M	$130M	7	7	0	n/a	n/a
2011	Mar 27, 2012	$71.2M	$69.1M	n/a	n/a	n/a	n/a	n/a