DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••
Latest filing Mar 19, 2026
First filing on the tape Dec 14, 2011 · 15 filings
SEC status approved since Oct 11, 2017
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$294M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$32.7M
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$294M as of Mar 19, 2026
Mar 27, 2012$71.2M then
HNW client RAUM$195M as of Mar 19, 2026
Mar 7, 2018$47.6M then
State-registered IARs (5.B.3)9 as of Mar 19, 2026
Mar 27, 20120 then
Employees (5.A)10 as of Mar 19, 2026
Mar 7, 20187 then
Private funds: no history
RAUM +7.5% over the last fiscal year+11% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $32.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $284,861derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $76,125, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$195M66%
- Individuals$99.1M34%
- Individual clients
- 443reported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,033reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $76,125 for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• A•••• M•••••• | Richland, Wa | Mar 15, 2000 | 35 y | 0 |
| C••••• E••••• B•••• | Richland, Wa | Mar 15, 2000 | 36 y | 0 |
| R•••• R•••• G•••• | Richland, Wa | Mar 15, 2000 | 29 y | 0 |
| S•••• M•••• B•••••• | Richland, Wa | May 5, 2004 | 22 y | 0 |
| J••••• W•••••• C••••••• | Richland, Wa | Jan 1, 2008 | 23 y | 0 |
| J••••• M•••••• R••• | Richland, Wa | Jan 1, 2008 | 21 y | 0 |
| A•••••••• R• K••• | Richland, Wa | Dec 23, 2014 | 14 y | 0 |
| M•••• J• A••••• | Richland, Wa | Dec 15, 2018 | 15 y | 0 |
| A•••••• P••••• A•••• | Richland, Wa | Dec 16, 2019 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• M••••• J• · Vice Presidentcontrolsince 01/2023 · owns 10% to 25%
- B••••• C•••••• E••••• · Vice Presidentcontrolsince 02/2000 · owns 10% to 25%
- B••••••• S••••• M•••• · Vice Presidentcontrolsince 01/2004 · owns 10% to 25%
- C•••••••• J•••••• W•••••• · Vice Presidentcontrolsince 01/2007 · owns 10% to 25%
- G•••••• T•••••• A•• · Vice Presidentcontrolsince 02/2000 · owns 10% to 25%
- G••••• R••••• R•••• · Chief Compliance Officercontrolsince 02/2000 · owns 10% to 25%
- K•••• A••••••••• R• · Vice Presidentcontrolsince 01/2023 · owns 10% to 25%
- M••••••• R•••••• A•••• · Presidentcontrolsince 02/2000 · owns 10% to 25%
- R•••• J•••••• M•••••• · Vice Presidentcontrolsince 01/2007 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••••••••• K••• P•insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richland, Wa · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,059 to 1,033Mar 24, 2025 to Mar 19, 2026
- HNW clients · 89 to 97Mar 24, 2025 to Mar 19, 2026
- Individual clients · 494 to 443Mar 24, 2025 to Mar 19, 2026
- Assets in custody · $137,496 to $76,125Mar 24, 2025 to Mar 19, 2026
- Discretionary RAUM · $274M to $294MMar 24, 2025 to Mar 19, 2026
- HNW RAUM · $167M to $195MMar 24, 2025 to Mar 19, 2026
- Individual RAUM · $107M to $99.1MMar 24, 2025 to Mar 19, 2026
- RAUM · $274M to $294MMar 24, 2025 to Mar 19, 2026
- Accounts · 1,083 to 1,059Mar 8, 2024 to Mar 24, 2025
- HNW clients · 82 to 89Mar 8, 2024 to Mar 24, 2025
- Individual clients · 587 to 494Mar 8, 2024 to Mar 24, 2025
- Assets in custody · $219,483 to $137,496Mar 8, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 24, 2025
- Discretionary RAUM · $250M to $274MMar 8, 2024 to Mar 24, 2025
- HNW RAUM · $145M to $167MMar 8, 2024 to Mar 24, 2025
- Individual RAUM · $104M to $107MMar 8, 2024 to Mar 24, 2025
- RAUM · $250M to $274MMar 8, 2024 to Mar 24, 2025
- Accounts · 1,050 to 1,083Feb 28, 2023 to Mar 8, 2024
- HNW clients · 58 to 82Feb 28, 2023 to Mar 8, 2024
- Individual clients · 502 to 587Feb 28, 2023 to Mar 8, 2024
- Assets in custody · $110,374 to $219,483Feb 28, 2023 to Mar 8, 2024
- Discretionary RAUM · $213M to $250MFeb 28, 2023 to Mar 8, 2024
- HNW RAUM · $104M to $145MFeb 28, 2023 to Mar 8, 2024
- Individual RAUM · $109M to $104MFeb 28, 2023 to Mar 8, 2024
- RAUM · $213M to $250MFeb 28, 2023 to Mar 8, 2024
- Accounts · 1,004 to 1,050Feb 15, 2022 to Feb 28, 2023
- HNW clients · 71 to 58Feb 15, 2022 to Feb 28, 2023
- Individual clients · 459 to 502Feb 15, 2022 to Feb 28, 2023
- Assets in custody · $22,653 to $110,374Feb 15, 2022 to Feb 28, 2023
- Discretionary RAUM · $239M to $213MFeb 15, 2022 to Feb 28, 2023
- HNW RAUM · $133M to $104MFeb 15, 2022 to Feb 28, 2023
- Individual RAUM · $106M to $109MFeb 15, 2022 to Feb 28, 2023
- RAUM · $239M to $213MFeb 15, 2022 to Feb 28, 2023
- Accounts · 903 to 1,004Nov 10, 2021 to Feb 15, 2022
- HNW clients · 51 to 71Nov 10, 2021 to Feb 15, 2022
- Individual clients · 435 to 459Nov 10, 2021 to Feb 15, 2022
- Assets in custody · $24,643 to $22,653Nov 10, 2021 to Feb 15, 2022
- Discretionary RAUM · $194M to $239MNov 10, 2021 to Feb 15, 2022
- HNW RAUM · $98.3M to $133MNov 10, 2021 to Feb 15, 2022
- Individual RAUM · $96.1M to $106MNov 10, 2021 to Feb 15, 2022
Signals
4 dated events
- R Alexander King (Vice President) appeared on Schedule A of C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••Feb 28, 2023 · Control person joined · fact
- J Molly Andler (Vice President) appeared on Schedule A of C••••••••• K••• • A••••••••• I••••••••• S•••••••• I•••Feb 28, 2023 · Control person joined · fact
- Carroll Cam Holbrook (Vice President) no longer on Schedule A of C••••••••• K••• • A••••••••• I••••••••• S•••••••• I••• (listed 2021-11-10, absent 2022-02-15)Feb 15, 2022 · Control person left · inference
- C••••••••• K••• • A••••••••• I••••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)Sep 11, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 509-943-1040reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- w••.c•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 509-943-1040reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026