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C•••• B••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

C•••• B••••• M•••••

Advisor at B••••• A••••••• I••

JACKSON, MS

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Search this name across graphsid dfx:ria:97f79993-549b-e805-0fb6-c370f3c627c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• A••••••• I••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• A••••••• I••	Mixed wealth	Jul 25, 1997	n/a	yes	JACKSON, MS	Current employment
C•••••• I••	n/a	Aug 20, 2002	Dec 31, 2002	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••	n/a	Dec 31, 2002	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ B••••• A••••••• I••Registered adviserregistration: current employment
Jul 25, 1997 to presentfactForm ADV
→ C•••••• I••Registered adviserregistration: previous registration
Aug 20, 2002 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f79993-549b-e805-0fb6-c370f3c627c5
First observed: Aug 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.