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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

BALLEW ADVISORS INC

CRD 110522

JACKSON, MS

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Search this name across graphsid dfx:ria:e4121bd4-62d8-c1a3-39d1-647cb2f51844

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 3, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.49 fund_share=0.0 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $630MderivedItem 5.D individuals plus high net worth individuals
Private client share: 49%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $162Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,815
Individual clients: 818
High net worth clients: 35
SEC number: 801-38978
CRD: 110522
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Mar 3, 2026
Organised: Corporation, MS
Website: ballewwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CLYDE BROOKS MOSLEY	n/a	JACKSON, MS	29	38	1	no
THOMAS DOUGLAS DALE	n/a	JACKSON, MS	29	31	1	no
JAMES ALBERT HURT	Chartered Financial Consultant	JACKSON, MS	29	41	1	no
ALAN PATRICK MCCORMICK	Certified Financial Planner	JACKSON, MS	19	20	n/a	no
ROBERT SCOTT RIVES	n/a	JACKSON, MS	19	19	n/a	no
SHERRY MITCHENER MOSLEY	n/a	JACKSON, MS	3	17	n/a	no
KARL EDGAR BYRD	Certified Financial Planner	JACKSON, MS	0	41	1	no
Samuel Thomas Mosley	n/a	JACKSON, MS	0	10	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CONSILIUM CAPITAL FUND, LP	Other Private Fund	$8.9M	Mar 6, 2024	19	Mar 28, 2013	dropped	021-195661

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHESLEK, BROOKE, HUMPHRIES	CHIEF OPERATING OFFICER, TREASURER	Na	yes	04/2025	Mar 3, 2026	Mar 3, 2026
DALE, THOMAS, DOUGLAS	CORPORATE SECRETARY	Na	yes	08/2005	Mar 3, 2026	Mar 3, 2026
MCCORMICK, ALAN, PATRICK	VICE PRESIDENT	Na	yes	07/2023	Mar 3, 2026	Mar 3, 2026
MOSLEY, CLYDE, BROOKS	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/PRESIDENT	E	yes	01/2006	Mar 3, 2026	Mar 3, 2026
RIVES, ROBERT, SCOTT	VICE PRESIDENT	Na	yes	07/2023	Mar 3, 2026	Mar 3, 2026
SECURITY BALLEW, INC.	PARENT COMPANY/SOLE SHAREHOLDER	E	yes	06/1988	Mar 3, 2026	Mar 3, 2026
MCNULTY, PATRICK, W	CHIEF OPERATIONS OFFICER/DIRECTOR	Na	yes	01/2000	Mar 30, 2012	Mar 6, 2024
S B HOLDING COMPANY, INC.	SOLE SHAREHOLDER OF SECURITY BALLEW, INC.	E	yes	01/2005	Mar 30, 2012	Mar 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BALLEW INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a
BIA, INC.	n/a	n/a	n/a	N	yes	n/a
CONSILIUM CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$1.3B	$1.3B	11	6	0	n/a	n/a
2024	Mar 21, 2025	$1.1B	$1.1B	11	6	0	n/a	n/a
2023	Mar 6, 2024	$1.0B	$1.0B	11	6	0	1	$8.9M
2022	Mar 16, 2023	$840M	$825M	11	7	0	1	$14.8M
2021	Mar 21, 2022	$900M	$885M	11	7	0	1	$15.6M
2020	Mar 10, 2021	$826M	$808M	11	7	0	1	$25.7M
2019	Feb 6, 2020	$743M	$718M	13	9	0	1	$25.7M
2018	Mar 22, 2019	$571M	$547M	10	9	0	1	$25.1M
2017	Mar 29, 2018	$579M	$553M	9	8	0	1	$31.9M
2016	Mar 29, 2017	$505M	$483M	9	8	n/a	1	$38.1M
2015	Mar 16, 2016	$454M	$438M	13	11	n/a	1	$37.5M
2014	Mar 30, 2015	$474M	$459M	14	12	n/a	1	$35.2M
2013	Mar 28, 2014	$454M	$434M	13	11	n/a	1	$34.6M
2012	Mar 28, 2013	$409M	$392M	12	10	n/a	1	$0
2011	Mar 30, 2012	$368M	$349M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	17.7%	$840M	15.6%	11	11	0	0

Relationships

Registered with (10)

← Samuel Thomas MosleyAdvisorregistration: current employment
May 11, 2026 to presentfactForm ADV
← KARL EDGAR BYRDAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← SHERRY MITCHENER MOSLEYAdvisorregistration: current employment
Aug 10, 2023 to presentfactForm ADV
← ROBERT SCOTT RIVESAdvisorregistration: current employment
Jan 31, 2007 to presentfactForm ADV
← ALAN PATRICK MCCORMICKAdvisorregistration: current employment
Oct 30, 2006 to presentfactForm ADV
← CLYDE BROOKS MOSLEYAdvisorregistration: current employment
Jul 25, 1997 to presentfactForm ADV
← THOMAS DOUGLAS DALEAdvisorregistration: current employment
Jul 25, 1997 to presentfactForm ADV
← JAMES ALBERT HURTAdvisorregistration: current employment
Jul 25, 1997 to presentfactForm ADV
← Charles Devin HamiltonAdvisorregistration: previous registration
Sep 14, 2018 to Jul 7, 2020factForm ADV
← MARCUS CHADALE KINCAIDAdvisorregistration: previous registration
Jan 9, 2006 to Mar 9, 2006factForm ADV

Advises (1)

→ CONSILIUM CAPITAL FUND, LPPrivate fundOther Private Fund, IA
Mar 28, 2013 to presentfactForm ADV

Controls (5)

← MOSLEY, CLYDE, BROOKSOwnerCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/PRESIDENT/DIRECTOR, ownership code C, individual
Mar 30, 2012 to Mar 6, 2024factForm ADV
← DALE, THOMAS, DOUGLASOwnerCORPORATE SECRETARY, ownership code NA, individual
Mar 30, 2012 to Mar 6, 2024factForm ADV
← MCNULTY, PATRICK, WOwnerCHIEF OPERATIONS OFFICER/DIRECTOR, ownership code NA, individual
Mar 30, 2012 to Mar 6, 2024factForm ADV
← S B HOLDING COMPANY, INC.OwnerSOLE SHAREHOLDER OF SECURITY BALLEW, INC., ownership code E, domestic entity
Mar 30, 2012 to Mar 6, 2024factForm ADV
← SECURITY BALLEW, INC.OwnerPARENT COMPANY/SOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 6, 2024factForm ADV

Dated events

Occurred
Jan 26, 2024
Control person left
Edgar Karl Byrd (Vice President/Director) no longer on Schedule A of Ballew Advisors Inc (listed 2023-09-08, absent 2024-01-26)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person left
Albert James Hurt (Vice President/Director) no longer on Schedule A of Ballew Advisors Inc (listed 2021-04-06, absent 2022-02-01)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2021
Control person left
Leland Maston Ballew (Chairman Of The Board) no longer on Schedule A of Ballew Advisors Inc (listed 2020-08-10, absent 2021-03-10)
Form ADVobserved 6 days ago
Occurred
Feb 6, 2020
Regulatory AUM changed
Ballew Advisors Inc reported RAUM $743.3M, up 30% from $571.2M (2019-03-22 to 2020-02-06)
Form ADVobserved 6 days ago
$172M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4121bd4-62d8-c1a3-39d1-647cb2f51844
First observed: Mar 30, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BALLEW ADVISORS INC

CRD 110522

JACKSON, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4121bd4-62d8-c1a3-39d1-647cb2f51844

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CLYDE BROOKS MOSLEY

n/a

JACKSON, MS

THOMAS DOUGLAS DALE

n/a

JACKSON, MS

JAMES ALBERT HURT

Chartered Financial Consultant

JACKSON, MS

ALAN PATRICK MCCORMICK

Certified Financial Planner

JACKSON, MS

n/a

ROBERT SCOTT RIVES

n/a

JACKSON, MS

n/a

SHERRY MITCHENER MOSLEY

n/a

JACKSON, MS

n/a

KARL EDGAR BYRD

Certified Financial Planner

JACKSON, MS

Samuel Thomas Mosley

n/a

JACKSON, MS

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CONSILIUM CAPITAL FUND, LP

Other Private Fund

$8.9M

Mar 6, 2024

Mar 28, 2013

dropped

021-195661

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHESLEK, BROOKE, HUMPHRIES

CHIEF OPERATING OFFICER, TREASURER

yes

04/2025

Mar 3, 2026

DALE, THOMAS, DOUGLAS

CORPORATE SECRETARY

yes

08/2005

Mar 3, 2026

MCCORMICK, ALAN, PATRICK

VICE PRESIDENT

yes

07/2023

Mar 3, 2026

MOSLEY, CLYDE, BROOKS

CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/PRESIDENT

yes

01/2006

Mar 3, 2026

RIVES, ROBERT, SCOTT

VICE PRESIDENT

yes

07/2023

Mar 3, 2026

SECURITY BALLEW, INC.

PARENT COMPANY/SOLE SHAREHOLDER

yes

06/1988

Mar 3, 2026

MCNULTY, PATRICK, W

CHIEF OPERATIONS OFFICER/DIRECTOR

yes

01/2000

Mar 30, 2012

Mar 6, 2024

S B HOLDING COMPANY, INC.

SOLE SHAREHOLDER OF SECURITY BALLEW, INC.

yes

01/2005

Mar 30, 2012

Mar 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BALLEW INVESTMENTS, INC.

n/a

yes

n/a

BIA, INC.

n/a

yes

n/a

CONSILIUM CAPITAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$1.3B

n/a

2024

Mar 21, 2025

$1.1B

n/a

2023

Mar 6, 2024

$1.0B

$8.9M

2022

Mar 16, 2023

$840M

$825M

$14.8M

2021

Mar 21, 2022

$900M

$885M

$15.6M

2020

Mar 10, 2021

$826M

$808M

$25.7M

2019

Feb 6, 2020

$743M

$718M

$25.7M

2018

Mar 22, 2019

$571M

$547M

$25.1M

2017

Mar 29, 2018

$579M

$553M

$31.9M

2016

Mar 29, 2017

$505M

$483M

n/a

$38.1M

2015

Mar 16, 2016

$454M

$438M

n/a

$37.5M

2014

Mar 30, 2015

$474M

$459M

n/a

$35.2M

2013

Mar 28, 2014

$454M

$434M

n/a

$34.6M

2012

Mar 28, 2013

$409M

$392M

n/a

2011

Mar 30, 2012

$368M

$349M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.1B

17.7%

$840M

15.6%