W••••• P•••••••

Advisor at P•• W••••• M•••••••••

Glendale, CO | Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97f84f02-613e-7a93-92fd-bf950d1ea9ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 6, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	May 11, 2026	n/a	yes	Denver, CO\|Glendale, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 8, 2024	May 7, 2026	no	DENVER, CO\|LAKEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•• W••••• M•••••••••	May 7, 2026	May 11, 2026	4	Firm change	Wirehouse to ibd
L•• F•••••••• L••	W•••• F•••• A•••••••	Apr 25, 2024	Apr 8, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
161144:6413:CO:2023-03-16	Mar 16, 2023	Feb 23, 2023	GOLDEN, CO	Firm change

Relationships

Registered with (5)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 8, 2024 to May 7, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2023 to Apr 25, 2024factForm ADV
→ M••••••• W••••• M••••••••• L••

Dated events

Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f84f02-613e-7a93-92fd-bf950d1ea9ae
First observed: Mar 6, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.